0001181431-13-057199.txt : 20131106 0001181431-13-057199.hdr.sgml : 20131106 20131106141302 ACCESSION NUMBER: 0001181431-13-057199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotherly Hotels Inc. CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 FORMER COMPANY: FORMER CONFORMED NAME: Sotherly Hotel Inc. DATE OF NAME CHANGE: 20130416 FORMER COMPANY: FORMER CONFORMED NAME: MHI Hospitality CORP DATE OF NAME CHANGE: 20040823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims Kim CENTRAL INDEX KEY: 0001304019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 131196012 MAIL ADDRESS: STREET 1: 6411 IVY LANE STREET 2: SUITE 510 CITY: GREENBELT STATE: MD ZIP: 20770 4 1 rrd394527.xml FORM 4 X0306 4 2013-11-04 0 0001301236 Sotherly Hotels Inc. SOHO 0001304019 Sims Kim 6411 IVY LANE, SUITE 510 GREENBELT MD 20770 1 0 0 0 Common Stock 2013-11-04 4 S 0 5300 4.5894 D 61000 I By KES Family Partnership, L.L.P. Common Stock 2013-11-05 4 S 0 11000 4.6074 D 50000 I By KES Family Partnership, L.L.P. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2013. This transaction was executed in multiple trades at prices ranging from $4.56 to $4.60, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades at prices ranging from $4.46 to $4.64, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. /s/ Kim E. Sims 2013-11-06