0001181431-13-057199.txt : 20131106
0001181431-13-057199.hdr.sgml : 20131106
20131106141302
ACCESSION NUMBER: 0001181431-13-057199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131104
FILED AS OF DATE: 20131106
DATE AS OF CHANGE: 20131106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotherly Hotels Inc.
CENTRAL INDEX KEY: 0001301236
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
BUSINESS PHONE: 757-229-5648
MAIL ADDRESS:
STREET 1: 410 W. FRANCIS STREET
CITY: WILLIAMSBURG
STATE: VA
ZIP: 23185
FORMER COMPANY:
FORMER CONFORMED NAME: Sotherly Hotel Inc.
DATE OF NAME CHANGE: 20130416
FORMER COMPANY:
FORMER CONFORMED NAME: MHI Hospitality CORP
DATE OF NAME CHANGE: 20040823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sims Kim
CENTRAL INDEX KEY: 0001304019
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32379
FILM NUMBER: 131196012
MAIL ADDRESS:
STREET 1: 6411 IVY LANE
STREET 2: SUITE 510
CITY: GREENBELT
STATE: MD
ZIP: 20770
4
1
rrd394527.xml
FORM 4
X0306
4
2013-11-04
0
0001301236
Sotherly Hotels Inc.
SOHO
0001304019
Sims Kim
6411 IVY LANE, SUITE 510
GREENBELT
MD
20770
1
0
0
0
Common Stock
2013-11-04
4
S
0
5300
4.5894
D
61000
I
By KES Family Partnership, L.L.P.
Common Stock
2013-11-05
4
S
0
11000
4.6074
D
50000
I
By KES Family Partnership, L.L.P.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2013.
This transaction was executed in multiple trades at prices ranging from $4.56 to $4.60, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
This transaction was executed in multiple trades at prices ranging from $4.46 to $4.64, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
/s/ Kim E. Sims
2013-11-06