0000899243-19-016770.txt : 20190613 0000899243-19-016770.hdr.sgml : 20190613 20190613134131 ACCESSION NUMBER: 0000899243-19-016770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190611 FILED AS OF DATE: 20190613 DATE AS OF CHANGE: 20190613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sims Andrew CENTRAL INDEX KEY: 0001304020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32379 FILM NUMBER: 19895657 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sotherly Hotels Inc. CENTRAL INDEX KEY: 0001301236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 BUSINESS PHONE: 757-229-5648 MAIL ADDRESS: STREET 1: 410 W. FRANCIS STREET CITY: WILLIAMSBURG STATE: VA ZIP: 23185 FORMER COMPANY: FORMER CONFORMED NAME: Sotherly Hotel Inc. DATE OF NAME CHANGE: 20130416 FORMER COMPANY: FORMER CONFORMED NAME: MHI Hospitality CORP DATE OF NAME CHANGE: 20040823 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-11 0 0001301236 Sotherly Hotels Inc. SOHO 0001304020 Sims Andrew 410 WEST FRANCIS STREET WILLIAMSBURG VA 23185 1 1 0 0 Chief Executive Officer Common Stock 2019-06-11 4 S 0 3000 7.5174 D 389855 D Common Stock 2019-06-12 4 S 0 4000 7.5721 D 385855 D Common Stock 793937 I By AMS Family Partnership, R.L.L.P. Common Stock 156250 I By spouse Common Stock 10494 I By ESOP The shares were disposed pursuant to a self-directed brokerage account option in Sotherly Hotels Inc.'s 401(k) plan. The shares were disposed pursuant to a self-directed brokerage account option in Sotherly Hotels Inc.'s 401(k) plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.5701 to $7.586, inclusive. The reporting person undertakes to provide to Sotherly Hotels Inc., any security holder of Sotherly Hotels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Reflects allocations under the issuer's Employee Stock Ownership Plan that have occurred since the date of the reporting person's last ownership report. /s/ Andrew Sims 2019-06-12