0000902664-16-006569.txt : 20160329
0000902664-16-006569.hdr.sgml : 20160329
20160329174925
ACCESSION NUMBER: 0000902664-16-006569
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160329
FILED AS OF DATE: 20160329
DATE AS OF CHANGE: 20160329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Price Michael Alan
CENTRAL INDEX KEY: 0001670151
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 161536530
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meron Amos
CENTRAL INDEX KEY: 0001670149
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 161536531
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: P EMP Ltd.
CENTRAL INDEX KEY: 0001670472
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 161536533
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-843-3000
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Empyrean Capital Overseas Master Fund, Ltd.
CENTRAL INDEX KEY: 0001670154
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 161536534
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-843-3000
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Empyrean Capital Fund, LP
CENTRAL INDEX KEY: 0001300825
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 161536535
BUSINESS ADDRESS:
STREET 1: C/O EMPYREAN ASSOCIATES, LLC
STREET 2: 10250 CONSTELLATION BLVD., SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-843-3000
MAIL ADDRESS:
STREET 1: C/O EMPYREAN ASSOCIATES, LLC
STREET 2: 10250 CONSTELLATION BLVD., SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: Empyrean Capital Fund L P
DATE OF NAME CHANGE: 20040818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Empyrean Capital Partners, LP
CENTRAL INDEX KEY: 0001317195
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 161536536
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BOULEVARD
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310)843-9900
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BOULEVARD
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Empyrean Associates, LLC
CENTRAL INDEX KEY: 0001670155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55577
FILM NUMBER: 161536532
BUSINESS ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-843-3000
MAIL ADDRESS:
STREET 1: 10250 CONSTELLATION BLVD.
STREET 2: SUITE 2950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Affinion Group Holdings, Inc.
CENTRAL INDEX KEY: 0001404624
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 161732155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: (203) 956-1000
MAIL ADDRESS:
STREET 1: 6 HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
3
1
p16-0946form3.xml
AFFINION GROUP HOLDINGS, INC.
X0206
3
2016-03-29
0
0001404624
Affinion Group Holdings, Inc.
NONE
0001317195
Empyrean Capital Partners, LP
10250 CONSTELLATION BOULEVARD
SUITE 2950
LOS ANGELES
CA
90067
0
0
1
0
0001300825
Empyrean Capital Fund, LP
C/O EMPYREAN ASSOCIATES, LLC
10250 CONSTELLATION BLVD., SUITE 2950
LOS ANGELES
CA
90067
0
0
1
0
0001670154
Empyrean Capital Overseas Master Fund, Ltd.
10250 CONSTELLATION BLVD.
SUITE 2950
LOS ANGELES
CA
90067
0
0
1
0
0001670472
P EMP Ltd.
10250 CONSTELLATION BLVD.
SUITE 2950
LOS ANGELES
CA
90067
0
0
1
0
0001670155
Empyrean Associates, LLC
10250 CONSTELLATION BLVD.
SUITE 2950
LOS ANGELES
CA
90067
0
0
1
0
0001670149
Meron Amos
10250 CONSTELLATION BLVD.
SUITE 2950
LOS ANGELES
CA
90067
0
0
1
0
0001670151
Price Michael Alan
10250 CONSTELLATION BLVD.
SUITE 2950
LOS ANGELES
CA
90067
0
0
1
0
Common Stock, $0.01 par value ("Common Stock")
1266385
I
See footnote
Class C Common Stock, par value $0.01 per share
67.14
Common Stock
62083
I
See footnote
Class D Common Stock, par value $0.01 per share
88.07
Common Stock
65350
I
See footnote
The securities reported herein are owned of record by (i) Empyrean Capital Fund, LP ("ECF"), (ii) Empyrean Capital Overseas Master Fund, Ltd. and (iii) P EMP Ltd. (collectively, the "Empyrean Clients"). Empyrean Capital Partners, LP (the "Investment Manager") serves as the investment adviser to the Empyrean Clients. Empyrean Associates, LLC is the general partner of ECF, and Empyrean Capital, LLC is the general partner of the Investment Manager. Amos Meron and Michael Price are managing members of Empyrean Associates, LLC and Empyrean Capital, LLC, and as such may be deemed to have beneficial ownership of the securities held directly by the Empyrean Clients. Each Reporting Person other than the Investment Manager disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Each share of Class C Common Stock and each share of Class D Common Stock is convertible into one share of Common Stock at the option of the holder thereof upon delivery of an exercise notice and the payment of the applicable exercise price.
EMPYREAN CAPITAL PARTNERS, LP, By: Empyrean Capital, LLC, its General Partner, By: /s/ C. Martin Meekins, as Authorized Signatory
2016-03-29
EMPYREAN CAPITAL PARTNERS, LP, as Investment Manager on behalf of EMPYREAN CAPITAL FUND, LP, EMPYREAN CAPITAL OVERSEAS MASTER FUND, LTD. and P EMP LTD., By: Empyrean Capital, LLC, its General Partner, By: /s/ C. Martin Meekins, as Authorized Signatory
2016-03-29
EMPYREAN ASSOCIATES, LLC, By: /s/ C. Martin Meekins, as Authorized Signatory
2016-03-29
AMOS MERON, By: /s/ Amos Meron
2016-03-29
MICHAEL PRICE, By: /s/ Michael Price
2016-03-29