0000902664-16-006569.txt : 20160329 0000902664-16-006569.hdr.sgml : 20160329 20160329174925 ACCESSION NUMBER: 0000902664-16-006569 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160329 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Price Michael Alan CENTRAL INDEX KEY: 0001670151 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55577 FILM NUMBER: 161536530 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meron Amos CENTRAL INDEX KEY: 0001670149 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55577 FILM NUMBER: 161536531 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: P EMP Ltd. CENTRAL INDEX KEY: 0001670472 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55577 FILM NUMBER: 161536533 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-843-3000 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Empyrean Capital Overseas Master Fund, Ltd. CENTRAL INDEX KEY: 0001670154 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55577 FILM NUMBER: 161536534 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-843-3000 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Empyrean Capital Fund, LP CENTRAL INDEX KEY: 0001300825 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55577 FILM NUMBER: 161536535 BUSINESS ADDRESS: STREET 1: C/O EMPYREAN ASSOCIATES, LLC STREET 2: 10250 CONSTELLATION BLVD., SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-843-3000 MAIL ADDRESS: STREET 1: C/O EMPYREAN ASSOCIATES, LLC STREET 2: 10250 CONSTELLATION BLVD., SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER NAME: FORMER CONFORMED NAME: Empyrean Capital Fund L P DATE OF NAME CHANGE: 20040818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55577 FILM NUMBER: 161536536 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Empyrean Associates, LLC CENTRAL INDEX KEY: 0001670155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55577 FILM NUMBER: 161536532 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-843-3000 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BLVD. STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Affinion Group Holdings, Inc. CENTRAL INDEX KEY: 0001404624 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 161732155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: (203) 956-1000 MAIL ADDRESS: STREET 1: 6 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 3 1 p16-0946form3.xml AFFINION GROUP HOLDINGS, INC. X0206 3 2016-03-29 0 0001404624 Affinion Group Holdings, Inc. NONE 0001317195 Empyrean Capital Partners, LP 10250 CONSTELLATION BOULEVARD SUITE 2950 LOS ANGELES CA 90067 0 0 1 0 0001300825 Empyrean Capital Fund, LP C/O EMPYREAN ASSOCIATES, LLC 10250 CONSTELLATION BLVD., SUITE 2950 LOS ANGELES CA 90067 0 0 1 0 0001670154 Empyrean Capital Overseas Master Fund, Ltd. 10250 CONSTELLATION BLVD. SUITE 2950 LOS ANGELES CA 90067 0 0 1 0 0001670472 P EMP Ltd. 10250 CONSTELLATION BLVD. SUITE 2950 LOS ANGELES CA 90067 0 0 1 0 0001670155 Empyrean Associates, LLC 10250 CONSTELLATION BLVD. SUITE 2950 LOS ANGELES CA 90067 0 0 1 0 0001670149 Meron Amos 10250 CONSTELLATION BLVD. SUITE 2950 LOS ANGELES CA 90067 0 0 1 0 0001670151 Price Michael Alan 10250 CONSTELLATION BLVD. SUITE 2950 LOS ANGELES CA 90067 0 0 1 0 Common Stock, $0.01 par value ("Common Stock") 1266385 I See footnote Class C Common Stock, par value $0.01 per share 67.14 Common Stock 62083 I See footnote Class D Common Stock, par value $0.01 per share 88.07 Common Stock 65350 I See footnote The securities reported herein are owned of record by (i) Empyrean Capital Fund, LP ("ECF"), (ii) Empyrean Capital Overseas Master Fund, Ltd. and (iii) P EMP Ltd. (collectively, the "Empyrean Clients"). Empyrean Capital Partners, LP (the "Investment Manager") serves as the investment adviser to the Empyrean Clients. Empyrean Associates, LLC is the general partner of ECF, and Empyrean Capital, LLC is the general partner of the Investment Manager. Amos Meron and Michael Price are managing members of Empyrean Associates, LLC and Empyrean Capital, LLC, and as such may be deemed to have beneficial ownership of the securities held directly by the Empyrean Clients. Each Reporting Person other than the Investment Manager disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Each share of Class C Common Stock and each share of Class D Common Stock is convertible into one share of Common Stock at the option of the holder thereof upon delivery of an exercise notice and the payment of the applicable exercise price. EMPYREAN CAPITAL PARTNERS, LP, By: Empyrean Capital, LLC, its General Partner, By: /s/ C. Martin Meekins, as Authorized Signatory 2016-03-29 EMPYREAN CAPITAL PARTNERS, LP, as Investment Manager on behalf of EMPYREAN CAPITAL FUND, LP, EMPYREAN CAPITAL OVERSEAS MASTER FUND, LTD. and P EMP LTD., By: Empyrean Capital, LLC, its General Partner, By: /s/ C. Martin Meekins, as Authorized Signatory 2016-03-29 EMPYREAN ASSOCIATES, LLC, By: /s/ C. Martin Meekins, as Authorized Signatory 2016-03-29 AMOS MERON, By: /s/ Amos Meron 2016-03-29 MICHAEL PRICE, By: /s/ Michael Price 2016-03-29