144: Filer Information
Filer CIK | 0001300763 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001300763 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Green Brick Partners, Inc. |
SEC File Number | 001-33530 |
Address of Issuer | 2805 Dallas Parkway, Suite 400 Plano TEXAS 75093 |
Phone | 469-573-6755 |
Name of Person for Whose Account the Securities are To Be Sold | DME Advisors, LP |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Shareholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock | Goldman Sachs Financial Markets, L.P. 200 West Street New York NY 10282 | 500000 | 24960000 | 45378364 | 12/12/2023 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock | 06/26/2015 | Various transactions on or prior to listed acquisition date, including private purchases, registered public offerings, open market purchases, consideration for financing services, exercise of rights | Issuer, predecessor Issuer, public offering underwriters, open market sellers | 2740190 | 06/26/2015 | Payments on or prior to listed payment date were in the form of cash, exchange of securities of the predecessor to the Issuer, provision of financing services |
Nothing to Report |
Remarks | In accordance with interpretive letters from the SEC to Goldman, Sachs & Co. (12/20/99) and Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc. (12/1/11), the shares being sold are subject to a post-paid forward sale contract ("Contract") with a financial institution. At maturity, the seller will deliver the number of shares in 3(c) and receive a cash payment based on the VWAP of the Common Stock during a valuation period determined by the financial institution, subject to an agreed maturity window. The seller has pledged the shares subject to the Contract as collateral. Any hedging activity in connection with the Contract will be conducted by or through the broker named in 3(b). Shares in 3(c) may be aggregated under Rule 144(e) with sales of up to 500,000 shares by other accounts under common management, which made separate Form 144 filings. Aggregate market value in 3(d) based on closing price of $49.92 on 12/11/2023. |
Date of Notice | 12/12/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Daniel Roitman, Chief Operating Officer of DME Advisors, LP, Investment Adviser |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |