0001209191-21-050011.txt : 20210805 0001209191-21-050011.hdr.sgml : 20210805 20210805172656 ACCESSION NUMBER: 0001209191-21-050011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210803 FILED AS OF DATE: 20210805 DATE AS OF CHANGE: 20210805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bair Teresa Brophy CENTRAL INDEX KEY: 0001813058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 211149667 MAIL ADDRESS: STREET 1: C/O ATHENEX, INC., 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athenex, Inc. CENTRAL INDEX KEY: 0001300699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 431985966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 716-898-8625 MAIL ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20131223 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC DATE OF NAME CHANGE: 20040817 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-03 0 0001300699 Athenex, Inc. ATNX 0001813058 Bair Teresa Brophy C/O ATHENEX, INC. 1001 MAIN STREET, SUITE 600 BUFFALO NY 14203 0 1 0 0 General Counsel, SVP Admin. Stock Option (Right to Buy) 7.50 2018-05-22 2025-05-22 Common Stock 128000 128000 D Stock Option (Right to Buy) 11.00 2021-06-13 2027-06-13 Common Stock 15000 15000 D Stock Option (Right to Buy) 17.30 2028-03-27 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.40 2030-08-05 Common Stock 60000 60000 D Stock Option (Right to Buy) 10.26 2030-08-27 Common Stock 15000 15000 D Stock Option (Right to Buy) 3.80 2021-08-03 4 A 0 37500 0.00 A 2031-08-03 Common Stock 37500 37500 D Restricted Stock Units 2021-08-03 4 A 0 37500 0.00 A Common Stock 37500 37500 D This option vests in four equal annual installments beginning on March 27, 2019. This option vests in four equal annual installments beginning on August 5, 2021. This option vests in four equal annual installments beginning on August 27, 2021. This option vests in four equal annual installments beginning on August 3, 2022. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock units vest in four equal annual installments beginning on August 3, 2022. Teresa Brophy Bair 2021-08-05