0001209191-21-050011.txt : 20210805
0001209191-21-050011.hdr.sgml : 20210805
20210805172656
ACCESSION NUMBER: 0001209191-21-050011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210803
FILED AS OF DATE: 20210805
DATE AS OF CHANGE: 20210805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bair Teresa Brophy
CENTRAL INDEX KEY: 0001813058
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38112
FILM NUMBER: 211149667
MAIL ADDRESS:
STREET 1: C/O ATHENEX, INC., 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athenex, Inc.
CENTRAL INDEX KEY: 0001300699
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 431985966
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 716-898-8625
MAIL ADDRESS:
STREET 1: 1001 MAIN STREET
STREET 2: SUITE 600
CITY: BUFFALO
STATE: NY
ZIP: 14203
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20131223
FORMER COMPANY:
FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC
DATE OF NAME CHANGE: 20040817
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-03
0
0001300699
Athenex, Inc.
ATNX
0001813058
Bair Teresa Brophy
C/O ATHENEX, INC.
1001 MAIN STREET, SUITE 600
BUFFALO
NY
14203
0
1
0
0
General Counsel, SVP Admin.
Stock Option (Right to Buy)
7.50
2018-05-22
2025-05-22
Common Stock
128000
128000
D
Stock Option (Right to Buy)
11.00
2021-06-13
2027-06-13
Common Stock
15000
15000
D
Stock Option (Right to Buy)
17.30
2028-03-27
Common Stock
20000
20000
D
Stock Option (Right to Buy)
11.40
2030-08-05
Common Stock
60000
60000
D
Stock Option (Right to Buy)
10.26
2030-08-27
Common Stock
15000
15000
D
Stock Option (Right to Buy)
3.80
2021-08-03
4
A
0
37500
0.00
A
2031-08-03
Common Stock
37500
37500
D
Restricted Stock Units
2021-08-03
4
A
0
37500
0.00
A
Common Stock
37500
37500
D
This option vests in four equal annual installments beginning on March 27, 2019.
This option vests in four equal annual installments beginning on August 5, 2021.
This option vests in four equal annual installments beginning on August 27, 2021.
This option vests in four equal annual installments beginning on August 3, 2022.
Each restricted stock unit represents a contingent right to receive one share of stock.
The restricted stock units vest in four equal annual installments beginning on August 3, 2022.
Teresa Brophy Bair
2021-08-05