0001209191-21-050003.txt : 20210805 0001209191-21-050003.hdr.sgml : 20210805 20210805172251 ACCESSION NUMBER: 0001209191-21-050003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210803 FILED AS OF DATE: 20210805 DATE AS OF CHANGE: 20210805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Stephanie A CENTRAL INDEX KEY: 0001771886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 211149608 MAIL ADDRESS: STREET 1: C/O ATHENEX, INC. STREET 2: 1001 MAIN STREET, SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athenex, Inc. CENTRAL INDEX KEY: 0001300699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 431985966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 716-898-8625 MAIL ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20131223 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC DATE OF NAME CHANGE: 20040817 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-03 0 0001300699 Athenex, Inc. ATNX 0001771886 Davis Stephanie A C/O ATHENEX, INC. 1001 MAIN STREET, SUITE 600 BUFFALO NY 14203 1 0 0 0 Common Stock 20000 D Stock Option (Right to Buy) 12.06 2029-04-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 11.49 2029-04-03 Common Stock 7500 7500 D Stock Option (Right to Buy) 12.45 2030-06-05 Common Stock 17500 17500 D Stock Option L(Right to Buy) 3.80 2021-08-03 4 A 0 8750 0.00 A 2031-08-03 Common Stock 8750 8750 D Restricted Stock Units 2021-08-03 4 A 0 8750 0.00 A Common Stock 8750 8750 D This option vests in four equal annual installments beginning on April 1, 2020. This option vests in four equal annual installments beginning on April 3, 2020. This option vests in four equal annual installments beginning on June 5, 2021. This option vests on August 3, 2022. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock units vest on August 3, 2022. /s/Teresa Bair, Attorney-in-Fact 2021-08-05