0001209191-20-045792.txt : 20200807 0001209191-20-045792.hdr.sgml : 20200807 20200807204654 ACCESSION NUMBER: 0001209191-20-045792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200805 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bair Teresa Brophy CENTRAL INDEX KEY: 0001813058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38112 FILM NUMBER: 201086613 MAIL ADDRESS: STREET 1: C/O ATHENEX, INC., 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Athenex, Inc. CENTRAL INDEX KEY: 0001300699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 431985966 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 716-898-8625 MAIL ADDRESS: STREET 1: 1001 MAIN STREET STREET 2: SUITE 600 CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20131223 FORMER COMPANY: FORMER CONFORMED NAME: Kinex Pharmaceuticals LLC DATE OF NAME CHANGE: 20040817 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-05 0 0001300699 Athenex, Inc. ATNX 0001813058 Bair Teresa Brophy C/O ATHENEX, INC. 1001 MAIN STREET, SUITE 600 BUFFALO NY 14203 0 1 0 0 General Counsel, SVP Admin. Stock Option (Right to Buy) 7.50 2018-05-22 2025-05-22 Common Stock 128000 128000 D Stock Option (Right to Buy) 11.00 2027-06-13 Common Stock 15000 15000 D Stock Option (Right to Buy) 17.30 2028-03-27 Common Stock 20000 20000 D Stock Option (Right to Buy) 11.40 2020-08-05 4 A 0 60000 0.00 A 2030-08-05 Common Stock 60000 60000 D This option vests in four equal annual installments beginning on June 13, 2018. This option vests in four equal annual installments beginning on March 27, 2019. This option vests in four equal annual installments beginning on August 5, 2021. Teresa Brophy Bair 2020-08-07