0000950142-23-001875.txt : 20230629 0000950142-23-001875.hdr.sgml : 20230629 20230629211233 ACCESSION NUMBER: 0000950142-23-001875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230608 FILED AS OF DATE: 20230629 DATE AS OF CHANGE: 20230629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Anthony Lynn CENTRAL INDEX KEY: 0001300650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36563 FILM NUMBER: 231059102 MAIL ADDRESS: STREET 1: C/O CONVENE STREET 2: 530 FIFTH AVENUE, SUITE 702 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Orion S.A. CENTRAL INDEX KEY: 0001609804 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 CITY PLAZA DRIVE, SUITE 300 CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: (281) 381-2959 MAIL ADDRESS: STREET 1: 1700 CITY PLAZA DRIVE, SUITE 300 CITY: SPRING STATE: TX ZIP: 77389 FORMER COMPANY: FORMER CONFORMED NAME: Orion Engineered Carbons S.A. DATE OF NAME CHANGE: 20140728 FORMER COMPANY: FORMER CONFORMED NAME: Orion Engineered Carbons S.a r.l. DATE OF NAME CHANGE: 20140603 4 1 es230373713_4-davis.xml OWNERSHIP DOCUMENT X0407 4 2023-06-08 0 0001609804 Orion S.A. OEC 0001300650 Davis Anthony Lynn C/O ORION S.A. 1700 CITY PLAZA DRIVE, SUITE 300 SPRING TX 77389 1 0 0 0 0 Common shares, no par value 2023-06-08 4 A 0 5250 0 A 5250 D Common shares, no par value 587571 I See footnote Common shares, no par value 6439 I See footnote Common shares, no par value 1824242 I See footnote Common shares, no par value 323403 I See footnote Represents 5,250 restricted shares granted to the reporting person on June 08, 2023. These restricted shares vest on the day prior to the Issuer's 2024 Annual General Meeting of Shareholders. Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person. Held by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Held by Inherent ESG Opportunity Master, LP, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Christian Eggert, Attorney-in-Fact 2023-06-29