-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B7Xy4zDenQJJY5Vnden70CYNuHreTyCvdA4qp/LH0j8T3ZvGHZioN7jkvCD1zkth bqq1u4n5k4Rk/QXNMjHBfw== 0001047469-08-000241.txt : 20080111 0001047469-08-000241.hdr.sgml : 20080111 20080111155324 ACCESSION NUMBER: 0001047469-08-000241 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080111 DATE AS OF CHANGE: 20080111 EFFECTIVENESS DATE: 20080111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Peak Investments, LLC CENTRAL INDEX KEY: 0001300620 IRS NUMBER: 133504392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10954 FILM NUMBER: 08526248 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-891-6300 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 a2182053z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peak Investments, LLC ------------------------------- Address: 865 South Figueroa St. ------------------------------- Suite 700 ------------------------------- Los Angeles, CA 90017 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stacey Schaper ------------------------------- Title: Compliance Officer ------------------------------- Phone: (213) 891-6325 ------------------------------- Signature, Place, and Date of Signing: /s/ Stacey Schaper Los Angeles, CA 1-10-08 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- Oakmont Corporation --------------- ------------------------------------ 28- The Cypress Funds, LLC --------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 1 -------------------- Form 13F Information Table Value Total: 950,532 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- The Cypress Funds LLC ------ ----------------- --------------------------------- 28- Oakmont Corporation ------ ----------------- --------------------------------- [Repeat as necessary.] FORM 13F INFORMATION TABLE
VALUE INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) SHARES DISCRETION MANAGERS AUTHORITY - ------------------------- -------------- --------- -------- --------- ---------- --------------------- --------- ALLIED WORLD ASSURANCE Common G0219G203 1,386 27,632 Other Oakmont Corporation Sole AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 25,612 417,200 Other Oakmont Corporation Sole AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 23,641 385,100 Other The Cypress Funds LLC Sole APPLE INC. Common 37833100 11,885 60,000 Other The Cypress Funds LLC Sole CAMECO CORPORATION Common 13321L108 8,758 220,000 Other The Cypress Funds LLC Sole CVS Corporation Common 126650100 457 11,500 Other Oakmont Corporation Sole CVS CORPORATION Common 126650100 18,054 454,200 Other The Cypress Funds LLC Sole DEERE & COMPANY Common 244199105 19,555 210,000 Other The Cypress Funds LLC Sole DELPHI FINANCIAL GROUP, INC Common 247131105 24,626 698,014 Other Oakmont Corporation Sole DEXCOM INC. Common 252131107 4,194 475,000 Other The Cypress Funds LLC Sole ENCANA CORP Common 292505104 44,351 652,600 Other Oakmont Corporation Sole ENCANA CORP Common 292505104 23,766 349,700 Other The Cypress Funds LLC Sole EXTERRAN HOLDINGS Common 30225X103 12,402 151,612 Other The Cypress Funds LLC Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 164,616 1,606,954 Other Oakmont Corporation Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 32,371 316,000 Other The Cypress Funds LLC Sole GOL LINHAS AEREAS INTLG SA Spon ADR 38045R107 7,570 305,000 Other The Cypress Funds LLC Sole LUMBER LIQUIDATORS INC Common 55003Q103 3,596 400,000 Other The Cypress Funds LLC Sole LUNDIN MINING CORPORATION Common 550372106 16,733 1,745,656 Other Oakmont Corporation Sole LUNDIN MINING CORPORATION Common 550372106 10,182 1,063,604 Other The Cypress Funds LLC Sole MANNKIND CORPORATION Common 56400P201 3,479 437,000 Other The Cypress Funds LLC Sole MCMORAN EXPLORATION CO Common 582411104 10,887 831,681 Other Oakmont Corporation Sole MCMORAN EXPLORATION CO NOTE 6.00% 582411AB0 2,969 2,750,000 Other Oakmont Corporation Sole PETROLEO BRASILEIRO SA Spon ADR 71654V408 738 6,400 Other Oakmont Corporation Sole PETROLEO BRASILEIRO SA Spon ADR 71654V408 33,132 287,500 Other The Cypress Funds LLC Sole SEI INVESTMENTS CO Common 784117103 3,944 122,600 Other Oakmont Corporation Sole SIRIUS SATELLITE RADIO INC. Common 82966U103 394 130,000 Other Oakmont Corporation Sole SIRIUS SATELLITE RADIO INC. Common 82966U103 21,210 7,000,000 Other The Cypress Funds LLC Sole STATE STREET CORPORATION Common 857477103 245,412 3,022,320 Other Oakmont Corporation Sole STATE STREET CORPORATION Common 857477103 33,029 406,766 Other The Cypress Funds LLC Sole STRATUS PROPERTIES INC Common 863167201 3,134 92,339 Other Oakmont Corporation Sole SUNCOR ENERGY INC Common 867229106 8,402 77,000 Other The Cypress Funds LLC Sole SYNTROLEUM CORP Common 871630109 3,946 4,484,264 Other Oakmont Corporation Sole TAKE TWO INTERACTIVE SOFTWARE Common 874054109 19,096 1,035,000 Other The Cypress Funds LLC Sole THORNBURG MORTGAGE INC Common 885218107 31,055 3,360,900 Other Oakmont Corporation Sole THORNBURG MORTGAGE INC Common 885218107 14,091 1,525,000 Other The Cypress Funds LLC Sole TRANSOCEAN INC Common G90078109 31,967 223,309 Other Oakmont Corporation Sole TRANSOCEAN INC Common G90078109 18,567 129,705 Other The Cypress Funds LLC Sole WYNN RESORTS LTD Common 983134107 11,325 101,000 Other The Cypress Funds LLC Sole -------- 950,532 --------
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