-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ct3/dz79lGZ6yvE2mN1T5rmo6+cDip9EWpWMDWPwGB51rmx1LTMf/OkueIhntK7U B9BIbvrIV+BwZcA96sKGwg== 0001047469-07-008850.txt : 20071109 0001047469-07-008850.hdr.sgml : 20071109 20071109131919 ACCESSION NUMBER: 0001047469-07-008850 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 EFFECTIVENESS DATE: 20071109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Peak Investments, LLC CENTRAL INDEX KEY: 0001300620 IRS NUMBER: 133504392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10954 FILM NUMBER: 071229883 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-891-6300 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 a2180970z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 ------------------ Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peak Investments, LLC ------------------------------- Address: 865 South Figueroa Street ------------------------------- Suite 700 ------------------------------- Los Angeles, CA 90017 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stacey Schaper-Ashenfelter ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: (213) 891-6325 ------------------------------- Signature, Place, and Date of Signing: /s/ Stacey Schaper-Ashenfelter Los Angeles, CA 11/08/2007 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- The Cypress Funds LLC --------------- ------------------------------------ [Repeat as necessary.] Oakmont Corporation FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 1 -------------------- Form 13F Information Table Value Total: 891,377 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- The Cypress Funds LLC ------ ----------------- --------------------------------- 28- Oakmont Corporation ------ ----------------- --------------------------------- [Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ ALLIED WORLD ASSURANCE Common G0219G203 1,434 27,632 Other Oakmont Sole Corporation AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 26,701 417,200 Other Oakmont Sole Corporation AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 24,646 385,100 Other The Cypress Sole Funds LLC APPLE INC. Common 37833100 9,208 60,000 Other The Cypress Sole Funds LLC BOEING CO Common 097023105 37,313 355,400 Other Oakmont Sole Corporation BOEING CO Common 097023105 23,255 221,500 Other The Cypress Sole Funds LLC CAMECO CORPORATION Common 13321L108 7,861 170,000 Other The Cypress Sole Funds LLC COMPUGEN LTD Common M25722105 306 122,825 Other Oakmont Sole Corporation CVS Corporation Common 126650100 317 8,000 Other Oakmont Sole Corporation CVS CORPORATION Common 126650100 18,000 454,200 Other The Cypress Sole Funds LLC DELPHI FINANCIAL GROUP, INC Common 247131105 28,052 694,014 Other Oakmont Sole Corporation ENCANA CORP Common 292505104 40,363 652,600 Other Oakmont Sole Corporation ENCANA CORP Common 292505104 21,629 349,700 Other The Cypress Sole Funds LLC EXTERRAN HOLDINGS Common 30225X103 12,181 151,612 Other The Cypress Sole Funds LLC FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 168,553 1,606,954 Other Oakmont Sole Corporation FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 33,145 316,000 Other The Cypress Sole Funds LLC GOL LINHAS AEREAS INTLG SA Spon ADR 38045R107 7,320 305,000 Other The Cypress Sole Funds LLC HILTON HOTELS CORP Common 432848109 34,166 734,900 Other Oakmont Sole Corporation LUNDIN MINING CORPORATION Common 550372106 10,214 798,579 Other Oakmont Sole Corporation LUNDIN MINING CORPORATION Common 550372106 13,599 1,063,604 Other The Cypress Sole Funds LLC MCMORAN EXPLORATION CO Common 582411104 5,134 381,681 Other Oakmont Sole Corporation MCMORAN EXPLORATION CO NOTE 6.00% 582411AB0 3,176 2,750,000 Other Oakmont Sole Corporation PETROLEO BRASILEIRO SA Spon ADR 71654V408 483 6,400 Other Oakmont Sole Corporation PETROLEO BRASILEIRO SA Spon ADR 71654V408 21,706 287,500 Other The Cypress Sole Funds LLC SEI INVESTMENTS CO Common 784117103 3,345 122,600 Other Oakmont Sole Corporation SIRIUS SATELLITE RADIO INC. Common 82966U103 366 105,000 Other Oakmont Sole Corporation SIRIUS SATELLITE RADIO INC. Common 82966U103 20,940 6,000,000 Other The Cypress Sole Funds LLC STATE STREET CORPORATION Common 857477103 203,616 2,987,320 Other Oakmont Sole Corporation STATE STREET CORPORATION Common 857477103 27,725 406,766 Other The Cypress Sole Funds LLC STRATUS PROPERTIES INC Common 863167201 3,262 92,339 Other Oakmont Sole Corporation SUNCOR ENERGY INC Common 867229106 689 7,229 Other The Cypress Sole Funds LLC SYNTA PHARMACEUTICALS CORP Common 87162T206 2,616 396,402 Other Oakmont Sole Corporation SYNTROLEUM CORP Common 871630109 13,978 7,395,777 Other Oakmont Sole Corporation TAKE TWO INTERACTIVE SOFTWARE Common 874054109 17,678 1,035,000 Other The Cypress Sole Funds LLC TRANSOCEAN INC Common G90078109 36,086 319,200 Other Oakmont Sole Corporation Sole TRANSOCEAN INC Common G90078109 20,959 185,400 Other The Cypress Funds LLC WYNN RESORTS LTD Common 983134107 12,330 78,255 Other The Cypress Sole Funds LLC ------- 891,377 -------
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