-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, USPyzP64yurMORBI0XcQyP/RTy8uIKKmxSmEIlM7Dq8cUTf9We4Qk6ygqTzVPlxt BzjHX4hgzZpkeBdNQb9ZrQ== 0001047469-07-001096.txt : 20070214 0001047469-07-001096.hdr.sgml : 20070214 20070214061414 ACCESSION NUMBER: 0001047469-07-001096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Peak Investments, LLC CENTRAL INDEX KEY: 0001300620 IRS NUMBER: 133504392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10954 FILM NUMBER: 07613511 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-891-6300 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 a2175891z13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peak Investments, LLC ------------------------------- Address: 865 South Figueroa Street ------------------------------- Suite 700 ------------------------------- Los Angeles, CA 90017 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stacey Schaper ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: (213) 891-6325 ------------------------------- Signature, Place, and Date of Signing: /s/ Stacey Schaper Los Angeles, CA 1/29/07 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- The Cypress Funds LLC --------------- ------------------------------------ [Repeat as necessary.] Oakmont Corporation FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 41 -------------------- Form 13F Information Table Value Total: 805,006 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- The Cypress Funds LLC ------ ----------------- --------------------------------- 28- Oakmont Corporation ------ ----------------- --------------------------------- [Repeat as necessary.] FORM 13F INFORMATION TABLE
VALUE INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES DISCRETION MANAGERS AUTHORITY - -------------- -------------- --------- -------- --------- ---------- --------------------- --------- AIRTRAN HOLDINGS INC Common 00949P108 19,909 1,695,800 Other Oakmont Corporation Sole AIRTRAN HOLDINGS INC Common 00949P108 14,552 1,239,500 Other The Cypress Funds LLC Sole ALLIED WORLD ASSURANCE Common G0219G203 1,202 27,632 Other Oakmont Corporation Sole AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 19,119 422,800 Other Oakmont Corporation Sole AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 20,177 446,200 Other The Cypress Funds LLC Sole APPLIED MATERIALS Common 038222105 142 7,700 Other Oakmont Corporation Sole APPLIED MATERIALS Common 038222105 7,238 392,300 Other The Cypress Funds LLC Sole BAKER HUGHES INC. Common 057224107 22,793 305,900 Other Oakmont Corporation Sole BAKER HUGHES INC. Common 057224107 17,545 235,000 Other The Cypress Funds LLC Sole BOEING CO Common 097023105 31,574 355,400 Other Oakmont Corporation Sole BOEING CO Common 097023105 19,678 221,500 Other The Cypress Funds LLC Sole CATERPILLAR INC Common 149123101 91,452 1,491,876 Other Oakmont Corporation Sole CATERPILLAR INC Common 149123101 14,314 233,400 Other The Cypress Funds LLC Sole COMPUGEN LTD Common M25722105 318 122,825 Other Oakmont Corporation Sole CVS Corporation Common 126650100 3,091 100,000 Other The Cypress Funds LLC Sole DELPHI FINANCIAL GROUP, INC Common 247131105 28,080 694,014 Other Oakmont Corporation Sole ENCANA CORP Common 292505104 30,282 657,600 Other Oakmont Corporation Sole ENCANA CORP Common 292505104 16,436 357,700 Other The Cypress Funds LLC Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 19,921 357,454 Other Oakmont Corporation Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 14,267 256,000 Other The Cypress Funds LLC Sole FUELCELL ENERGY INC Common 35952H106 8,333 1,290,000 Other The Cypress Funds LLC Sole GENERAL ELECTRIC Common 369604103 23,360 600,925 Other Oakmont Corporation Sole GENERAL ELECTRIC Common 369604103 14,176 380,975 Other The Cypress Funds LLC Sole HANOVER COMPRESSOR CO Common 410768105 10,484 555,000 Other The Cypress Funds LLC Sole HILTON HOTELS CORP Common 432848109 25,802 739,300 Other Oakmont Corporation Sole INVESTORS FINANCIAL SERVICES CORP Common 461915100 143,532 3,363,768 Other Oakmont Corporation Sole INVESTORS FINANCIAL SERVICES CORP Common 461915100 19,035 446,100 Other The Cypress Funds LLC Sole KANSAS CITY SOUTHERN Common 485170302 18,141 626,000 Other Oakmont Corporation Sole MAXIM INTEGRATED PRODUCTS Common 57772K101 11,023 360,000 Other The Cypress Funds LLC Sole MCMORAN EXPLORATION CO Common 582411104 5,044 354,677 Other Oakmont Corporation Sole MCMORAN EXPLORATION CO NOTE 6.00% 582411ABO 3,292 2,750,000 Other Oakmont Corporation Sole MCMORAN EXPLORATION CO Common 582411104 15,073 1,060,000 Other The Cypress Funds LLC Sole NEKTAR THERAPEUTIC Common 640268108 1,422 93,500 Other Oakmont Corporation Sole NEKTAR THERAPEUTIC Common 640268108 12,168 800,000 Other The Cypress Funds LLC Sole SEI INVESTMENTS CO Common 784117103 3,752 63,000 Other Oakmont Corporation Sole STRATUS PROPERTIES INC Common 863167201 2,955 92,339 Other Oakmont Corporation Sole SYNTROLEUM CORP Common 871630109 25,589 7,395,777 Other Oakmont Corporation Sole TRANSOCEAN INC Common G90078109 25,925 320,500 Other Oakmont Corporation Sole TRANSOCEAN INC Common G90078109 15,345 189,700 Other The Cypress Funds LLC Sole UNITED TECHNOLOGIES CORP Common 913017109 12,154 194,400 Other The Cypress Funds LLC Sole UNIVISION COMMUNICATIONS INC Common 914906102 16,311 260,900 Other Oakmont Corporation Sole -------- 805,006 ========
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