13F-HR 1 a2164934z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peak Investments, LLC ------------------------------- Address: 865 South Figueroa Street ------------------------------- Suite 700 ------------------------------- Los Angeles, CA 90017 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stacey Schaper Ashenfelter ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: (213) 891-6325 ------------------------------- Signature, Place, and Date of Signing: /s/ Stacey Schaper Ashenfelter Los Angeles, CA 11/8/05 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- The Cypress Funds, LLC --------------- ------------------------------------ [Repeat as necessary.] Oakmont Corporation FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 43 -------------------- Form 13F Information Table Value Total: 726,012 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- The Cypress Funds LLC ------ ----------------- --------------------------------- 28- Oakmont Corporation ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- -------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- -------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ AIRTRAN HOLDINGS INC Common 00949P108 25,296 1,998,100 Other Oakmont Sole Corporation AIRTRAN HOLDINGS INC Common 00949P108 13,926 1,100,000 Other The Cypress Sole Funds LLC AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 17,592 668,400 Other Oakmont Sole Corporation AMERICA MOVIL - ADR SERIES L Spon ADR L Shs 02364W105 15,184 576,900 Other The Cypress Sole Funds LLC BOEING CO Common 097023105 35,891 528,200 Other Oakmont Sole Corporation BOEING CO Common 097023105 11,545 169,900 Other The Cypress Sole Funds LLC CAMECO CORPORATION Common 13321L108 22,556 421,600 Other Oakmont Sole Corporation CAMECO CORPORATION Common 13321L108 11,711 218,900 Other The Cypress Sole Funds LLC CATERPILLAR INC Common 149123101 12,279 209,000 Other The Cypress Sole Funds LLC COMPUGEN LTD Common M25722105 407 122,825 Other Oakmont Sole Corporation COSTCO WHOLESALE CORP Common 22160K105 17,350 402,650 Other Oakmont Sole Corporation COSTCO WHOLESALE CORP Common 22160K105 10,428 242,000 Other The Cypress Sole Funds LLC DELPHI FINANCIAL GROUP, INC Common 247131105 23,084 493,243 Other Oakmont Sole Corporation ENCANA CORP Common 292505104 39,219 672,600 Other Oakmont Sole Corporation ENCANA CORP Common 292505104 18,659 320,000 Other The Cypress Sole Funds LLC FLEXTRONICS INTL LTD Common Y2573F102 10,486 816,000 Other Oakmont Sole Corporation FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 5,658 116,454 Other Oakmont Sole Corporation FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 12,439 256,000 Other The Cypress Sole Funds LLC GENERAL ELECTRIC Common 369604103 12,246 363,700 Other Oakmont Sole Corporation GENERAL ELECTRIC Common 369604103 9,525 282,900 Other The Cypress Sole Funds LLC HILTON HOTELS CORP Common 432848109 17,095 765,900 Other Oakmont Sole Corporation HONEYWELL INTL INC Common 438516106 9,375 250,000 Other The Cypress Sole Funds LLC INCO LTD Common 453258402 11,923 251,800 Other The Cypress Sole Funds LLC INVESTORS FINANCIAL SERVICES CORP Common 461915100 117,863 3,582,466 Other Oakmont Sole Corporation INVESTORS FINANCIAL SERVICES CORP Common 461915100 13,078 397,500 Other The Cypress Sole Funds LLC MANNKIND CORPORATION Common 56400P201 2,047 149,500 Other Oakmont Sole Corporation MCMORAN EXPLORATION CO Common 582411104 6,886 354,236 Other Oakmont Sole Corporation MCMORAN EXPLORATION CO NOTE 6.00% 582411AB0 4,068 27,500 Other Oakmont Sole Corporation MCMORAN EXPLORATION CO Common 582411104 11,664 600,000 Other The Cypress Sole Funds LLC NOKIA CORP Spon ADR 654902204 6,764 400,000 Other The Cypress Sole Funds LLC PALL CORP Common 696429307 7,260 264,000 Other The Cypress Sole Funds LLC SEI INVESTMENTS CO Common 784117103 2,533 67,400 Other Oakmont Sole Corporation STRATUS PROPERTIES INC Common 863167201 1,731 92,339 Other Oakmont Sole Corporation SYMANTEC CORP Common 871503108 4,605 203,200 Other Oakmont Sole Corporation SYMANTEC CORP Common 871503108 7,766 342,700 Other The Cypress Sole Funds LLC SYNTROLEUM CORP Common 871630109 106,204 7,294,240 Other Oakmont Sole Corporation TIFFANY & CO Common 886547108 879 22,100 Other Oakmont Corporation Sole TRANSOCEAN INC Common G90078109 19,650 320,500 Other Oakmont Sole Corporation TRANSOCEAN INC Common G90078109 10,662 173,900 Other The Cypress Sole Funds LLC UNIVISION COMMUNICATIONS INC Common 914906102 10,872 409,800 Other Oakmont Sole Corporation UNIVISION COMMUNICATIONS INC Common 914906102 13,892 450,000 Other The Cypress Sole Funds LLC VASOGEN INC Common 92232F103 6,243 2,958,700 Other Oakmont Sole Corporation VASOGEN INC Common 92232F103 7,471 1,541,300 Other The Cypress Sole Funds LLC ------- 726,012 -------