-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IelVpa5YMmhxOe6Yv9nuU/eSqrXPS5spFdVy7X5nreCOGw1+oCf+8OAZvl4NYC6S UMEQa8vD5PewpXXbbXgjHw== 0001047469-04-033782.txt : 20041110 0001047469-04-033782.hdr.sgml : 20041110 20041110131838 ACCESSION NUMBER: 0001047469-04-033782 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 EFFECTIVENESS DATE: 20041110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Peak Investments, LLC CENTRAL INDEX KEY: 0001300620 IRS NUMBER: 133504392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10954 FILM NUMBER: 041132216 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-891-6300 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 a2146418z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peak Investments, LLC ------------------------------- Address: 865 South Figueroa Street ------------------------------- Suite 700 ------------------------------- Los Angeles, CA 90017 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald J. Krystyniak ------------------------------- Title: Managing Member ------------------------------- Phone: (213) 891-6311 ------------------------------- Signature, Place, and Date of Signing: /s/ Ronald J. Krystyniak Los Angeles, CA November 1, 2004 ------------------------------- ----------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- The Cypress Funds, LLC --------------- ------------------------------------ 28- Oakmont Corporation --------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE
VALUE INVESTMENT OTHER VOTING NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) SHARES DISCRETION MANAGERS AUTHORITY - -------------------------- -------------- ------ -------- --------- ---------- -------- --------- AIRTRAN HOLDINGS INC Common 00949P108 20,105 2,018,600 Other Oakmont Corporation Sole ALLERGAN INC Common 018490102 3,700 51,000 Other Oakmont Corporation Sole ALLERGAN INC Common 018490102 7,110 98,000 Other The Cypress Funds LLC Sole AMAZON COM INC Common 023135106 3,974 97,250 Other Oakmont Corporation Sole AMERICAN INTERNATIONAL GROUP INC Common 026874107 7,819 115,000 Other The Cypress Funds LLC Sole AMERICAN TECHNOLOGY CORP Common 030145205 2,080 361,700 Other Oakmont Corporation Sole AUTOMATIC DATA PROCESSING INC Common 053015103 8,285 200,500 Other The Cypress Funds LLC Sole BOEING CO Common 097023105 15,692 304,000 Other Oakmont Corporation Sole BOEING CO Common 097023105 8,254 159,900 Other The Cypress Funds LLC Sole BURLINGTON NORTHERN SANTA FE CORP Common 12189T104 7,662 200,000 Other The Cypress Funds LLC Sole CATERPILLAR INC Common 149123101 8,407 104,500 Other The Cypress Funds LLC Sole COMPUGEN LTD Common M25722105 621 122,825 Other Oakmont Corporation Sole COSTCO WHOLESALE CORP Common 22160K105 16,154 389,150 Other Oakmont Corporation Sole COSTCO WHOLESALE CORP Common 22160K105 8,717 210,000 Other The Cypress Funds LLC Sole DEERE & CO Common 244199105 7,423 115,000 Other The Cypress Funds LLC Sole DELPHI FINANCIAL GROUP, INC Common 247131105 25,717 640,211 Other Oakmont Corporation Sole ENCANA CORP Common 292505104 16,594 358,400 Other Oakmont Corporation Sole ENCANA CORP Common 292505104 8,355 180,900 Other The Cypress Funds LLC Sole FEDEX CORP Common 31428X106 7,712 90,000 Other The Cypress Funds LLC Sole FLEXTRONICS INTL LTD Common Y2573F102 10,812 816,000 Other Oakmont Corporation Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 4,306 106,311 Other Oakmont Corporation Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 9,538 235,500 Other The Cypress Funds LLC Sole FUELCELL ENERGY INC Common 35952H106 1,257 122,600 Other Oakmont Corporation Sole GENERAL ELECTRIC Common 369604103 12,425 370,000 Other Oakmont Corporation Sole GENERAL ELECTRIC Common 369604103 8,664 258,000 Other The Cypress Funds LLC Sole HILTON HOTELS CORP Common 432848109 14,514 770,400 Other Oakmont Corporation Sole INCO LTD Common 453258402 8,661 221,800 Other The Cypress Funds LLC Sole INTERNATIONAL BUSINESS MACHINES Common 459200101 1,921 22,400 Other Oakmont Corporation Sole INTERNATIONAL BUSINESS MACHINES Common 459200101 5,496 64,100 Other The Cypress Funds LLC Sole INTERNATIONAL GAME TECHNOLOGY Common 459902102 5,069 141,000 Other Oakmont Corporation Sole INTERNATIONAL GAME TECHNOLOGY Common 459902102 7,514 209,000 Other The Cypress Funds LLC Sole INVESTORS FINANCIAL SERVICES CORP Common 461915100 161,677 3,582,462 Other Oakmont Corporation Sole INVESTORS FINANCIAL SERVICES CORP Common 461915100 12,411 275,000 Other The Cypress Funds LLC Sole LOCKHEED MARTIN CORP Common 539830109 3,096 55,500 Other Oakmont Corporation Sole LOUISIANA PACIFIC CORP Common 546347105 4,671 180,000 Other The Cypress Funds LLC Sole MANNKIND CORPORATION Common 56400P201 4,208 210,000 Other Oakmont Corporation Sole MCMORAN EXPLORATION CO Common 582411104 4,871 373,795 Other Oakmont Corporation Sole MCMORAN EXPLORATION CO Common 582411104 5,929 455,000 Other The Cypress Funds LLC Sole MCMORAN EXPLORATION CO NOTE 6.00% 582411AB0 3,367 27,500 Other Oakmont Corporation Sole MICROSOFT CORPORATION Common 594918104 7,593 274,600 Other Oakmont Corporation Sole ORACLE CORP Common 68389X105 6,768 600,000 Other The Cypress Funds LLC Sole PFIZER INC Common 717081103 4,070 133,000 Other Oakmont Corporation Sole PFIZER INC Common 717081103 7,497 245,000 Other The Cypress Funds LLC Sole SEI INVESTMENTS CO Common 784117103 2,967 88,100 Other Oakmont Corporation Sole SOUTHWEST AIRLINES CO Common 844741108 6,810 500,000 Other The Cypress Funds LLC Sole STRATUS PROPERTIES INC Common 863167201 1,229 92,755 Other Oakmont Corporation Sole SYNTROLEUM CORP Common 871630109 51,255 7,301,240 Other Oakmont Corporation Sole TIFFANY & CO Common 886547108 679 22,100 Other Oakmont Corporation Sole UNIVISION COMMUNICATIONS INC Common 914906102 9,888 312,800 Other Oakmont Corporation Sole UNIVISION COMMUNICATIONS INC Common 914906102 7,270 230,000 Other The Cypress Funds LLC Sole VASOGEN INC Common 92232F103 9,778 2,135,000 Other Oakmont Corporation Sole YORK INTERNATIONAL Common 986670107 7,108 225,000 Other The Cypress Funds LLC Sole -------- 597,700 --------
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ------------ Form 13F Information Table Entry Total: 52 ------------ Form 13F Information Table Value Total: 597,700 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- The Cypress Funds LLC - ------- -------------------- ----------------------- 28- Oakmont Corporation - ------- -------------------- ----------------------- -----END PRIVACY-ENHANCED MESSAGE-----