-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uf64J4cMwKqnFyD2y77UrBn5asRT7ZM3FJfFUTVHik4SC/a/dgpJSE9xXzD5nHu1 IVBO+CsqLcAgJuwbv6AxVg== 0001047469-04-026713.txt : 20040817 0001047469-04-026713.hdr.sgml : 20040817 20040817124400 ACCESSION NUMBER: 0001047469-04-026713 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040817 EFFECTIVENESS DATE: 20040817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Peak Investments, LLC CENTRAL INDEX KEY: 0001300620 IRS NUMBER: 133504392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10954 FILM NUMBER: 04981196 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-891-6300 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: SUITE 700 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 a2142175z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peak Investments, LLC ------------------------------- Address: 865 South Figueroa Street ------------------------------- Suite 700 ------------------------------- Los Angeles, CA 90017 ------------------------------- Form 13F File Number: 28- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald J. Krystyniak ------------------------------- Title: Managing Member ------------------------------- Phone: (213) 891-6311 ------------------------------- Signature, Place, and Date of Signing: /s/ Ronald J. Krystyniak Los Angeles, CA August 12, 2004 ----------------------------- ----------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- The Cypress Funds LLC --------------- ------------------------------------ 28- Oakmont Corporation --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 63 -------------------- Form 13F Information Table Value Total: 601,447 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- The Cypress Funds LLC ------ ----------------- --------------------------------- 28- Oakmont Corporation ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE
Value Investment Other Voting Name of Issuer Title of Class Cusip (x$1000) Shares Discretion Managers Authority - -------------------------- -------------- --------- --------- --------- ---------- ------------ --------- AIRTRAN HOLDINGS INC Common 00949P108 28,543 2,018,600 Other Oakmont Corporation Sole ALLERGAN INC Common 018490102 4,566 51,000 Other Oakmont Corporation Sole ALLIANCE GAMING CORP Common 01859P609 1,716 100,000 Other Oakmont Corporation Sole ALLIANCE GAMING CORP Common 01859P609 2,574 150,000 Other The Cypress Funds LLC Sole AMAZON COM INC Common 023135106 5,780 106,250 Other Oakmont Corporation Sole AMERICAN INTERNATIONAL GROUP INC Common 026874107 6,914 97,000 Other The Cypress Funds LLC Sole AMERICAN TECHNOLOGY CORP Common 030145205 2,091 361,700 Other Oakmont Corporation Sole AMGEN INC Common 031162100 4,911 90,000 Other The Cypress Funds LLC Sole ANHEUSER BUSCH COS INC Common 035229103 7,506 139,000 Other The Cypress Funds LLC Sole AUTOMATIC DATA PROCESSING INC Common 053015103 7,978 190,500 Other The Cypress Funds LLC Sole BOEING CO Common 097023105 8,016 156,900 Other Oakmont Corporation Sole BOEING CO Common 097023105 4,343 85,000 Other The Cypress Funds LLC Sole BURLINGTON NORTHERN SANTA FE CORP Common 12189T104 7,014 200,000 Other The Cypress Funds LLC Sole CATERPILLAR INC Common 149123101 8,301 104,500 Other The Cypress Funds LLC Sole COGNOS INC Common 19244C109 8,317 230,000 Other The Cypress Funds LLC Sole COMPUGEN LTD Common M25722105 582 122,825 Other Oakmont Corporation Sole COSTCO WHOLESALE CORP Common 22160K105 16,272 395,150 Other Oakmont Corporation Sole COSTCO WHOLESALE CORP Common 22160K105 8,648 210,000 Other The Cypress Funds LLC Sole DEERE & CO Common 244199105 7,175 102,300 Other The Cypress Funds LLC Sole DELL INC Common 24702R101 9,886 276,000 Other Oakmont Corporation Sole DELPHI FINANCIAL GROUP, INC Common 247131105 29,112 654,211 Other Oakmont Corporation Sole DOW JONES & CO INC Common 260561105 4,109 91,100 Other The Cypress Funds LLC Sole EMBRAER - EMPRESA BRASILEIRA Sp ADR Pfd Shs 29081M102 4,634 162,100 Other The Cypress Funds LLC Sole ENCANA CORP Common 292505104 15,484 358,400 Other Oakmont Corporation Sole ENCANA CORP Common 292505104 1,813 42,000 Other The Cypress Funds LLC Sole ENTRAVISION COMMUNICATIONS Common 29382R107 2,120 276,000 Other The Cypress Funds LLC Sole FEDEX CORP Common 31428X106 8,275 101,300 Other The Cypress Funds LLC Sole FLEXTRONICS INTL LTD Common Y2573F102 10,064 631,000 Other Oakmont Corporation Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 3,745 112,966 Other Oakmont Corporation Sole FREEPORT MCMORAN COPPER & GOLD CL B Common 35671D857 7,807 235,500 Other The Cypress Funds LLC Sole FUELCELL ENERGY INC Common 35952H106 1,432 122,600 Other Oakmont Corporation Sole GENERAL ELECTRIC Common 369604103 7,355 227,000 Other The Cypress Funds LLC Sole HILTON HOTELS CORP Common 432848109 14,376 770,400 Other Oakmont Corporation Sole ICON PLC Sponsored ADR 45103T107 4,668 105,400 Other Oakmont Corporation Sole INCO LTD Common 453258402 7,665 221,800 Other The Cypress Funds LLC Sole INTEL CORP Common 458140100 3,450 125,000 Other Oakmont Corporation Sole INTERNATIONAL BUSINESS MACHINES Common 459200101 1,975 22,400 Other Oakmont Corporation Sole INTERNATIONAL BUSINESS MACHINES Common 459200101 5,650 64,100 Other The Cypress Funds LLC Sole INTERNATIONAL GAME TECHNOLOGY Common 459902102 1,386 35,900 Other Oakmont Corporation Sole INTERNATIONAL GAME TECHNOLOGY Common 459902102 2,088 54,100 Other The Cypress Funds LLC Sole INVESTORS FINANCIAL SERVICES CORP Common 461915100 156,124 3,582,462 Other Oakmont Corporation Sole INVESTORS FINANCIAL SERVICES CORP Common 461915100 11,985 275,000 Other The Cypress Funds LLC Sole LOCKHEED MARTIN CORP Common 539830109 8,817 169,300 Other Oakmont Corporation Sole MCMORAN EXPLORATION CO Common 582411104 371 23,795 Other Oakmont Corporation Sole MCMORAN EXPLORATION CO Common 582411104 2,279 146,300 Other The Cypress Funds LLC Sole MCMORAN EXPLORATION CO NOTE 6.00% 582411AB0 3,735 27,500 Other Oakmont Corporation Sole MICROSOFT CORPORATION Common 594918104 11,995 420,000 Other Oakmont Corporation Sole ORACLE CORP Common 68389X105 7,516 630,000 Other The Cypress Funds LLC Sole PFIZER INC Common 717081103 1,597 46,600 Other Oakmont Corporation Sole RIO TINTO PLC Sponsored ADR 767204100 4,432 45,200 Other The Cypress Funds LLC Sole SEI INVESTMENTS CO Common 784117103 2,802 96,500 Other Oakmont Corporation Sole SOUTHWEST AIRLINES CO Common 844741108 8,804 525,000 Other The Cypress Funds LLC Sole STRATUS PROPERTIES INC Common 863167201 1,201 92,755 Other Oakmont Corporation Sole SYMANTEC CORP Common 871503108 4,816 110,000 Other The Cypress Funds LLC Sole SYNTROLEUM CORP Common 871630109 47,672 7,201,240 Other Oakmont Corporation Sole TAIWAN SEMICONDUCTOR MANUFACTURING Sponsored ADR 874039100 3,453 415,528 Other The Cypress Funds LLC Sole TIFFANY & CO Common 886547108 814 22,100 Other Oakmont Corporation Sole UNITED MICRO ELECTRONICS Sponsored ADR 910873207 2,574 597,100 Other The Cypress Funds LLC Sole UNIVISION COMMUNICATIONS INC Common 914906102 9,988 312,800 Other Oakmont Corporation Sole UNIVISION COMMUNICATIONS INC Common 914906102 8,302 260,000 Other The Cypress Funds LLC Sole VASOGEN INC Common 92232F103 5,011 1,010,000 Other Oakmont Corporation Sole YORK INTERNATIONAL Common 986670107 7,393 180,000 Other The Cypress Funds LLC Sole ZILOG INC Common 989524301 1,425 130,000 Other The Cypress Funds LLC Sole --------- 601,447 ---------
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