0001300264-18-000004.txt : 20180205 0001300264-18-000004.hdr.sgml : 20180205 20180205185203 ACCESSION NUMBER: 0001300264-18-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180130 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauer Kevin S CENTRAL INDEX KEY: 0001300264 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 18575733 MAIL ADDRESS: STREET 1: 980 ROCK AVE. CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-01-30 0 0001375365 Super Micro Computer, Inc. SMCI 0001300264 Bauer Kevin S 980 ROCK AVE. SAN JOSE CA 95131 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 28.45 2027-01-25 Common Stock 8030 D Stock Option (right to buy) 28.45 2027-01-25 Common Stock 21970 D Stock Option (right to buy) 28.45 2027-01-25 Common Stock 8000 D Stock Option (right to buy) 28.45 2027-01-25 Common Stock 42000 D Restricted Stock Units Common Stock 15000 D The vesting commencement date is January 11, 2017. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter. The vesting commencement date is January 11, 2017. The option is exercisable at the rate of 1/5th of the shares on the first anniversary of the vesting commencement date and 1/20th at the end of each successive calendar quarter thereafter. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Kevin S. Bauer, Reporting Person 2018-02-05