0001299709-24-000083.txt : 20240327
0001299709-24-000083.hdr.sgml : 20240327
20240327180818
ACCESSION NUMBER: 0001299709-24-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240323
FILED AS OF DATE: 20240327
DATE AS OF CHANGE: 20240327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tolla John Charles
CENTRAL INDEX KEY: 0001777926
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 24792448
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0508
4
2024-03-23
0
0001299709
Axos Financial, Inc.
AX
0001777926
Tolla John Charles
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
0
1
0
0
EVP, Chief Governance, Risk &
0
Common Stock
2024-03-23
4
M
0
1039
52.25
A
25822
D
Common Stock
2024-03-23
4
D
0
558
52.25
D
25264
D
Common Stock
2440
I
401(k) Plan
Restricted Stock Units
2024-03-23
4
M
0
1039
0.0
D
Common Stock
1039
16454
D
Represents shares of Common Stock issued on March 23, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick K. Walsh For: John Tolla
2024-03-27