0001299709-23-000227.txt : 20230905
0001299709-23-000227.hdr.sgml : 20230905
20230905131043
ACCESSION NUMBER: 0001299709-23-000227
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230905
DATE AS OF CHANGE: 20230905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nick Mosich
CENTRAL INDEX KEY: 0001464919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 231234973
BUSINESS ADDRESS:
STREET 1: 12777 HIGH BLUFF DRIVE
STREET 2: SUITE #100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 8583506200
MAIL ADDRESS:
STREET 1: 12777 HIGH BLUFF DRIVE
STREET 2: SUITE #100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0508
4
2023-08-31
0
0001299709
Axos Financial, Inc.
AX
0001464919
Nick Mosich
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
1
0
0
0
0
Common Stock
2023-08-31
4
M
0
3400
43.09
A
87781
D
Common Stock
2023-08-31
4
M
0
2550
43.09
A
90331
D
Common Stock
2023-08-31
4
D
0
1699
43.09
D
88632
D
Common Stock
2023-08-31
4
D
0
1275
43.09
D
87357
D
Restricted Stock Units
2023-08-31
4
A
0
7650
0.0
A
Common Stock
7650
16150
D
Restricted Stock Units
2023-08-31
4
M
0
3400
0.0
D
Common Stock
3400
12750
D
Restricted Stock Units
2023-08-31
4
M
0
2550
0.0
D
Common Stock
2550
10200
D
Represents shares of Common Stock issued on August 31, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
Grant to the reporting person on August 31, 2023 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs fully vest on the anniversary date of grant.
The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick K. Walsh For: Nicholas Mosich
2023-09-05