0001299709-23-000104.txt : 20230324
0001299709-23-000104.hdr.sgml : 20230324
20230324151852
ACCESSION NUMBER: 0001299709-23-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230323
FILED AS OF DATE: 20230324
DATE AS OF CHANGE: 20230324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bar-Adon Eshel
CENTRAL INDEX KEY: 0001777939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 23759647
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0407
4
2023-03-23
0
0001299709
Axos Financial, Inc.
AX
0001777939
Bar-Adon Eshel
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
0
1
0
0
EVP, Chief Legal Officer
0
Common Stock
2023-03-23
4
M
0
1289
36.37
A
115994
D
Common Stock
2023-03-23
4
D
0
678
36.37
D
115316
D
Common Stock
2497
I
401(k) Plan
Restricted Stock Units
2023-03-23
4
M
0
1289
0.0
D
Common Stock
1289
18600
D
Represents shares of Common Stock issued on March 23, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick K. Walsh For: Eshel Bar-Adon
2023-03-24