0001299709-23-000044.txt : 20230314
0001299709-23-000044.hdr.sgml : 20230314
20230314170716
ACCESSION NUMBER: 0001299709-23-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230312
FILED AS OF DATE: 20230314
DATE AS OF CHANGE: 20230314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swanson Brian D
CENTRAL INDEX KEY: 0001777936
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 23731906
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2023-03-12
0
0001299709
Axos Financial, Inc.
AX
0001777936
Swanson Brian D
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
0
0
0
1
EVP, Head of Consumer Bank
Common Stock
2023-03-12
4
M
0
3118
37.66
A
44216
D
Common Stock
2023-03-12
4
D
0
1800
37.66
D
42416
D
Common Stock
2111
I
401(k) Plan
Restricted Stock Units
2023-03-12
4
M
0
3118
0.0
D
Common Stock
3118
18432
D
Represents shares of Common Stock issued on March 12, 2023, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick K. Walsh For: Brian Swanson
2023-03-14