0001299709-22-000219.txt : 20220902 0001299709-22-000219.hdr.sgml : 20220902 20220902204733 ACCESSION NUMBER: 0001299709-22-000219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220831 FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Micheletti Andrew J CENTRAL INDEX KEY: 0001319005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 221226649 MAIL ADDRESS: STREET 1: C/O BOFI HOLDING, INC. STREET 2: 12777 HIGH BLUFF DRIVE #100 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: (858) 649-2218 MAIL ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-08-31 0 0001299709 Axos Financial, Inc. AX 0001319005 Micheletti Andrew J 9205 WEST RUSSELL ROAD SUITE 400 LAS VEGAS NV 89148 0 1 0 0 EVP, Finance Common Stock 2022-08-31 4 M 0 11000 41.78 A 528689 D Common Stock 2497 I 401(k) Plan Restricted Stock Units 2022-08-31 4 M 0 11000 0.0 D Common Stock 11000 44000 D Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. The RSUs vest as to one-third of the shares on each anniversary date of grant. By: Derrick K. Walsh For: Andrew J Micheletti 2022-09-02