0001299709-22-000217.txt : 20220902
0001299709-22-000217.hdr.sgml : 20220902
20220902204708
ACCESSION NUMBER: 0001299709-22-000217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220831
FILED AS OF DATE: 20220902
DATE AS OF CHANGE: 20220902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grinberg Paul
CENTRAL INDEX KEY: 0001303829
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 221226646
MAIL ADDRESS:
STREET 1: C/O ENCORE CAPITAL GROUP INC
STREET 2: 8875 AERO DRIVE, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2022-08-31
0
0001299709
Axos Financial, Inc.
AX
0001303829
Grinberg Paul
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
1
0
0
0
Common Stock
2022-08-31
4
M
0
13450
41.78
A
73199
D
Common Stock
2022-08-31
4
S
0
4977
42.47
D
68222
D
Restricted Stock Units
2022-08-31
4
M
0
13450
0.0
D
Common Stock
13450
37650
D
Represents shares of Common Stock issued on August 31, 2022, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
These transactions were executed in multiple trades, at prices ranging from $42.04 to $42.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick K. Walsh For: Paul Grinberg
2022-09-02