0001299709-22-000118.txt : 20220705
0001299709-22-000118.hdr.sgml : 20220705
20220705172348
ACCESSION NUMBER: 0001299709-22-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220705
DATE AS OF CHANGE: 20220705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garrabrants Gregory
CENTRAL INDEX KEY: 0001419425
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 221066463
MAIL ADDRESS:
STREET 1: 12777 HIGH BLUFF DRIVE
STREET 2: SUITE #100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2022-06-30
0
0001299709
Axos Financial, Inc.
AX
0001419425
Garrabrants Gregory
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
1
1
0
0
President and CEO
Common Stock
2022-06-30
4
M
0
239589
35.85
A
1693165
D
Common Stock
2022-06-30
4
F
0
126143
35.85
D
1567022
D
Common Stock
2144
I
401(k) Plan
Common Stock
170680
I
by Trust
Restricted Stock Units
2022-06-30
4
M
0
239589
0.0
D
Common Stock
239589
358764
D
Represents shares of Common Stock issued on June 30, 2022 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.
Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.
By: Derrick Walsh For: Gregory Garrabrants
2022-07-05