0001299709-22-000118.txt : 20220705 0001299709-22-000118.hdr.sgml : 20220705 20220705172348 ACCESSION NUMBER: 0001299709-22-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220705 DATE AS OF CHANGE: 20220705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrabrants Gregory CENTRAL INDEX KEY: 0001419425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 221066463 MAIL ADDRESS: STREET 1: 12777 HIGH BLUFF DRIVE STREET 2: SUITE #100 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: (858) 649-2218 MAIL ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2022-06-30 0 0001299709 Axos Financial, Inc. AX 0001419425 Garrabrants Gregory 9205 WEST RUSSELL ROAD SUITE 400 LAS VEGAS NV 89148 1 1 0 0 President and CEO Common Stock 2022-06-30 4 M 0 239589 35.85 A 1693165 D Common Stock 2022-06-30 4 F 0 126143 35.85 D 1567022 D Common Stock 2144 I 401(k) Plan Common Stock 170680 I by Trust Restricted Stock Units 2022-06-30 4 M 0 239589 0.0 D Common Stock 239589 358764 D Represents shares of Common Stock issued on June 30, 2022 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant. By: Derrick Walsh For: Gregory Garrabrants 2022-07-05