0001299709-21-000188.txt : 20210901
0001299709-21-000188.hdr.sgml : 20210901
20210901203729
ACCESSION NUMBER: 0001299709-21-000188
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210831
FILED AS OF DATE: 20210901
DATE AS OF CHANGE: 20210901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Argalas James S
CENTRAL INDEX KEY: 0001529312
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 211231517
MAIL ADDRESS:
STREET 1: 12777 HIGH BLUFF DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2021-08-31
0
0001299709
Axos Financial, Inc.
AX
0001529312
Argalas James S
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
1
0
0
0
Common Stock
2021-08-31
4
M
0
2666
48.48
A
65247
D
Common Stock
2021-08-31
4
F
0
986
48.48
D
64261
D
Restricted Stock Units
2021-08-31
4
M
0
2666
0.0
D
Common Stock
2666
10668
D
Restricted Stock Units
2021-08-31
4
A
0
6000
0.0
A
Common Stock
6000
16668
D
Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs vest over three years, one-third on each anniversary date of grant.
Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
By: Andrew J. Micheletti For: James Argalas
2021-09-01