0001299709-20-000100.txt : 20200714 0001299709-20-000100.hdr.sgml : 20200714 20200714162144 ACCESSION NUMBER: 0001299709-20-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200712 FILED AS OF DATE: 20200714 DATE AS OF CHANGE: 20200714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Constantine Thomas M CENTRAL INDEX KEY: 0001778031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 201027354 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: (858) 649-2218 MAIL ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-07-12 0 0001299709 Axos Financial, Inc. AX 0001778031 Constantine Thomas M 9205 WEST RUSSELL ROAD SUITE 400 LAS VEGAS NV 89148 0 0 0 1 EVP and Chief Credit Officer Common Stock 2020-07-12 4 M 0 1962 20.16 A 13634 D Common Stock 2020-07-12 4 F 0 678 20.16 D 12956 D Common Stock 1533 I 401(k) Plan Restricted Stock Units 0.0 2020-07-12 4 M 0 1962 0.0 D Common Stock 1962 25329 D Represents shares of Common Stock issued on July 12, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. The RSUs vest over three years, one-third on each anniversary date of grant. By: Andrew J. Micheletti For: Thomas M. Constantine 2020-07-14