0001299709-20-000027.txt : 20200309 0001299709-20-000027.hdr.sgml : 20200309 20200309165730 ACCESSION NUMBER: 0001299709-20-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200308 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Derrick CENTRAL INDEX KEY: 0001636371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 20698634 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: (858) 649-2218 MAIL ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-03-08 0 0001299709 Axos Financial, Inc. AX 0001636371 Walsh Derrick 9205 WEST RUSSELL ROAD SUITE 400 LAS VEGAS NV 89148 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2020-03-08 4 M 0 1849 22.13 A 13479 D Common Stock 2020-03-08 4 F 0 1014 22.13 D 12465 D Common Stock 1412 I 401(k) Plan Restricted Stock Units 0.0 2020-03-08 4 M 0 1849 0.0 D Common Stock 1849 13335 D Restricted Stock Units 0.0 2020-03-08 4 A 0 6359 0.0 A Common Stock 6359 19694 D Represents shares of Common Stock issued on March 8, 2020 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. The RSUs vest over three years, one-third on each anniversary date of grant. Grant to the reporting person on March 08, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. By: Andrew J Micheletti For: Derrick Walsh 2020-03-09