0001299709-19-000133.txt : 20190827
0001299709-19-000133.hdr.sgml : 20190827
20190827130620
ACCESSION NUMBER: 0001299709-19-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190824
FILED AS OF DATE: 20190827
DATE AS OF CHANGE: 20190827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ratinoff Edward James
CENTRAL INDEX KEY: 0001500191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 191056264
MAIL ADDRESS:
STREET 1: 12777 HIGH BLUFF DRIVE
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DR.
STREET 2: SUITE #140 MAILSTOP 801
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: (858) 350-6200
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DR.
STREET 2: SUITE #140 MAILSTOP 801
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-08-24
0
0001299709
Axos Financial, Inc.
AX
0001500191
Ratinoff Edward James
4350 LA JOLLA VILLAGE DRIVE
SUITE 140
SAN DIEGO
CA
92122
1
0
0
0
Common Stock
2019-08-24
4
M
0
2667
24.91
A
37571
D
Common Stock
2019-08-24
4
F
0
1341
24.91
D
36230
D
Restricted Stock Units
2019-08-24
4
M
0
2667
0.0
D
Common Stock
2667
18667
D
Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs vest over three years, one-third on each anniversary date of grant.
By: Andrew J Micheletti For: Edward J Ratinoff
2019-08-26