0001299709-19-000093.txt : 20190812
0001299709-19-000093.hdr.sgml : 20190812
20190812192520
ACCESSION NUMBER: 0001299709-19-000093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190810
FILED AS OF DATE: 20190812
DATE AS OF CHANGE: 20190812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Constantine Thomas M
CENTRAL INDEX KEY: 0001778031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 191017969
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DR.
STREET 2: SUITE #140 MAILSTOP 801
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: (858) 350-6200
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DR.
STREET 2: SUITE #140 MAILSTOP 801
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-08-10
0
0001299709
Axos Financial, Inc.
AX
0001778031
Constantine Thomas M
4350 LA JOLLA VILLAGE DRIVE
SUITE 140
SAN DIEGO
CA
92122
0
0
0
1
EVP and Chief Credit Officer
Common Stock
2019-08-10
4
M
0
2319
28.09
A
8644
D
Common Stock
2019-08-10
4
F
0
801
28.09
D
7843
D
Common Stock
1169
I
401(k) Plan
Restricted Stock Units
0.0
2019-08-10
4
M
0
2319
0.0
D
Common Stock
2319
17870
D
Represents shares of Common Stock issued on August 10, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
The RSUs vest over three years, one-third on each anniversary date of grant.
By: Andrew J Micheletti For: Thomas M Constantine
2019-08-12