0001299709-19-000042.txt : 20190715
0001299709-19-000042.hdr.sgml : 20190715
20190715153411
ACCESSION NUMBER: 0001299709-19-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190712
FILED AS OF DATE: 20190715
DATE AS OF CHANGE: 20190715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walsh Derrick
CENTRAL INDEX KEY: 0001636371
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 19955144
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 140
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DR.
STREET 2: SUITE #140 MAILSTOP 801
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
BUSINESS PHONE: (858) 350-6200
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DR.
STREET 2: SUITE #140 MAILSTOP 801
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-07-12
0
0001299709
Axos Financial, Inc.
AX
0001636371
Walsh Derrick
4350 LA JOLLA VILLAGE DRIVE
SUITE 140
SAN DIEGO
CA
92122
0
1
0
0
SVP, Chief Accounting Officer
Common Stock
2019-07-12
4
M
0
911
26.76
A
10215
D
Common Stock
2019-07-12
4
F
0
443
26.76
D
9772
D
Common Stock
1412
I
401(k) Plan
Restricted Stock Units
0.0
2019-07-12
4
M
0
911
0.0
D
Common Stock
911
12802
D
Represents shares of Common Stock issued on July 12, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.
The RSUs vest over three years, one-third on each anniversary date of grant.
By: Andrew J Micheletti For: Derrick Walsh
2019-07-15