0001299709-18-000144.txt : 20181220 0001299709-18-000144.hdr.sgml : 20181220 20181220194056 ACCESSION NUMBER: 0001299709-18-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20181220 DATE AS OF CHANGE: 20181220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Derrick CENTRAL INDEX KEY: 0001636371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 181247347 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DR. STREET 2: SUITE #140 MAILSTOP 801 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 350-6200 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DR. STREET 2: SUITE #140 MAILSTOP 801 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-12-19 0 0001299709 Axos Financial, Inc. AX 0001636371 Walsh Derrick 4350 LA JOLLA VILLAGE DRIVE SUITE 140 SAN DIEGO CA 92122 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2018-12-19 4 M 0 870 25.41 A 9727 D Common Stock 2018-12-19 4 F 0 423 25.41 D 9304 D Common Stock 1045 I 401(k) Plan Restricted Stock Units 0.0 2018-12-19 4 M 0 870 0.0 D Common Stock 870 8164 D Represents shares of Common Stock issued on December 19, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs vest over three years, one-third on each anniversary date of grant. By: Andrew J Micheletti For: Derrick Walsh 2018-12-20