0001299709-16-000338.txt : 20161227 0001299709-16-000338.hdr.sgml : 20161227 20161227172604 ACCESSION NUMBER: 0001299709-16-000338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161223 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BofI Holding, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DR. STREET 2: SUITE #140 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 350-6200 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DR. STREET 2: SUITE #140 CITY: SAN DIEGO STATE: CA ZIP: 92122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Derrick CENTRAL INDEX KEY: 0001636371 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 162071121 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 140 CITY: SAN DIEGO STATE: CA ZIP: 92122 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-23 0 0001299709 BofI Holding, Inc. BOFI 0001636371 Walsh Derrick 4350 LA JOLLA VILLAGE DRIVE SUITE 140 SAN DIEGO CA 92122 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2016-12-23 4 M 0 473 28.95 A 3865 D Common Stock 2016-12-23 4 F 0 177 28.95 D 3688 D Common Stock 428 I 401(k) Plan Restricted Stock Units 0.0 2016-12-23 4 M 0 473 0.0 D Common Stock 473 6464 D Restricted Stock Units 0.0 2016-12-23 4 A 0 2397 0.0 A Common Stock 2397 8861 D Represents shares of Common Stock issued on December 23, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. The RSUs vest over three years, one-third on each anniversary date of grant. Grant to the reporting person on December 23, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan. By: Andrew J Micheletti For: Derrick Walsh 2016-12-27