0001209191-16-133683.txt : 20160722 0001209191-16-133683.hdr.sgml : 20160722 20160722140149 ACCESSION NUMBER: 0001209191-16-133683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160720 FILED AS OF DATE: 20160722 DATE AS OF CHANGE: 20160722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 1880 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mann Russell CENTRAL INDEX KEY: 0001299668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 161779386 MAIL ADDRESS: STREET 1: C/O PEREGRINE SYSTEMS, INC. STREET 2: 3611 VALLEY CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-20 0 0001327688 OOMA INC OOMA 0001299668 Mann Russell C/O OOMA, INC. 1880 EMBARCADERO ROAD PALO ALTO CA 94303 1 0 0 0 Common Stock 2016-07-20 4 M 0 41859 0.90 A 65474 D Common Stock 2016-07-20 4 M 0 12500 0.22 A 77974 D Common Stock 2016-07-20 4 M 0 5000 0.22 A 82974 D Stock Option (right to buy) 0.90 2016-07-20 4 M 0 41859 0.00 D 2019-09-16 Common Stock 41859 0 D Stock Option (right to buy) 0.22 2016-07-20 4 M 0 12500 0.00 D 2023-04-21 Common Stock 12500 0 D Stock Option (right to buy) 0.22 2016-07-20 4 M 0 5000 0.00 D 2023-12-16 Common Stock 5000 0 D Of the 5000 shares exercised, 1771 are unvested and early exercised pursuant to the terms of reporting person's option agreement which permits early exercise. The option is fully vested and exercisable. 1/48th of the option vested on the one month anniversary of 12/17/2013 and 1/48th of the option vests monthly thereafter. The option is immediately exercisable. /s/ Spencer D. Jackson, as attorney-in-fact for Russell Mann 2016-07-22