-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UspPsMi3kTq8Nk+3h60SIwGq3nKLjVaLCWahjDd4TkdKP0QbdHkKz33erfm6IW1S AaIThYApaNqHsIlvQbymBg== 0001193125-08-249831.txt : 20081209 0001193125-08-249831.hdr.sgml : 20081209 20081208185640 ACCESSION NUMBER: 0001193125-08-249831 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081209 DATE AS OF CHANGE: 20081208 EFFECTIVENESS DATE: 20081209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dow 30 Enhanced Premium & Income Fund Inc. CENTRAL INDEX KEY: 0001390840 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22029 FILM NUMBER: 081236879 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Enhanced Dow 30 Income Fund Inc. DATE OF NAME CHANGE: 20070222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MLP & Strategic Equity Fund Inc. CENTRAL INDEX KEY: 0001389611 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22040 FILM NUMBER: 081236880 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: MLP Strategy Income Fund Inc. DATE OF NAME CHANGE: 20070209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global Income & Currency Fund Inc. CENTRAL INDEX KEY: 0001334510 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21791 FILM NUMBER: 081236882 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Global Currency & Income Fund Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Global Currency Strategy Income Fund Inc. DATE OF NAME CHANGE: 20050805 FORMER COMPANY: FORMER CONFORMED NAME: IQIA Global Currency Income Fund Inc. DATE OF NAME CHANGE: 20050802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dow 30 Premium & Dividend Income Fund Inc. CENTRAL INDEX KEY: 0001314128 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0105 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21708 FILM NUMBER: 081236885 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Dow 30 Covered Call Fund Inc. DATE OF NAME CHANGE: 20050209 FORMER COMPANY: FORMER CONFORMED NAME: Covered Call Fund Inc. DATE OF NAME CHANGE: 20050208 FORMER COMPANY: FORMER CONFORMED NAME: Defined Strategy Covered Call Fund Inc. DATE OF NAME CHANGE: 20050207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&P 500 Covered Call Fund Inc. CENTRAL INDEX KEY: 0001307155 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21672 FILM NUMBER: 081236886 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&P 500 GEARED Fund Inc. CENTRAL INDEX KEY: 0001299506 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21611 FILM NUMBER: 081236887 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: S&P 500 GEARED/SM/ Fund Inc. DATE OF NAME CHANGE: 20040914 FORMER COMPANY: FORMER CONFORMED NAME: IQ S&P 500 ARN Fund, Inc DATE OF NAME CHANGE: 20040804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Defined Strategy Fund, Inc. CENTRAL INDEX KEY: 0001301138 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0804 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21621 FILM NUMBER: 081236878 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: IQ Dow 10 Strategy Fund, Inc. DATE OF NAME CHANGE: 20040820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Small Cap Premium & Dividend Income Fund, Inc. CENTRAL INDEX KEY: 0001322979 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21746 FILM NUMBER: 081236884 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ Premium Income & Growth Fund Inc. CENTRAL INDEX KEY: 0001381186 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21983 FILM NUMBER: 081236881 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ Enhanced Income Fund Inc. DATE OF NAME CHANGE: 20061115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enhanced S&P 500 Covered Call Fund Inc. CENTRAL INDEX KEY: 0001331948 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0606 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21787 FILM NUMBER: 081236883 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Enhanced SYP 500 Covered Call Fund, Inc. DATE OF NAME CHANGE: 20050630 DEFA14A 1 ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

Filed by the Registrant x                            Filed by a Party other than the Registrant ¨

Check the appropriate box:

 

¨ Preliminary Proxy Statement.

 

¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)).

 

¨ Definitive Proxy Statement.

 

x Definitive Additional Materials.

 

¨ Soliciting Material Pursuant to Sec. 240.14a-12.

 

 

DEFINED STRATEGY FUND INC.

DOW 30SM ENHANCED PREMIUM & INCOME FUND INC.

DOW 30SM PREMIUM & DIVIDEND INCOME FUND INC.

ENHANCED S&P 500® COVERED CALL FUND INC.

GLOBAL INCOME & CURRENCY FUND INC.

MLP & STRATEGIC EQUITY FUND INC.

NASDAQ PREMIUM INCOME & GROWTH FUND INC.

S&P 500® COVERED CALL FUND INC.

S&P 500® GEARED SM FUND INC.

SMALL CAP PREMIUM & DIVIDEND INCOME FUND INC.

 

(Name of Registrant as Specified in its Charter)

 

 

  

 

(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)

 

Payment Of Filing Fee (Check the appropriate box):

 

x No fee required.

 

¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

  1) Title of each class of securities to which transaction applies:

 

  

 
  2) Aggregate number of securities to which transaction applies:

 

  

 
  3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

  

 
  4) Proposed maximum aggregate value of transaction:

 

  

 
  5) Total fee paid:

 

  

 

 

¨ Fee paid previously with preliminary materials.

 

¨ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.

 

  1) Amount Previously Paid:

 

  

 
  2) Form, Schedule or Registration Statement No.:

 

  

 
  3) Filing Party:

 

  

 
  4) Date Filed:

 

  

 

 


Recently, you were sent materials regarding the Special Meeting of Stockholders (the “Meeting”) of Defined Strategy Fund Inc., Dow 30SM Enhanced Premium & Income Fund Inc., Dow 30SM Premium & Dividend Income Fund Inc., Enhanced S&P 500® Covered Call Fund Inc., Global Income & Currency Fund Inc., MLP & Strategic Equity Fund Inc., NASDAQ Premium Income & Growth Fund Inc., S&P 500® Covered Call Fund Inc., S&P 500® GEARED SM Fund Inc., and Small Cap Premium & Dividend Income Fund Inc. (each, a “Fund” and together, the “Funds”) to be held on December 19, 2008. The purpose of the Meeting is to approve a new investment advisory and management agreement and a new investment subadvisory agreement for each Fund. Our records indicate that we have not received your vote. We urge you to vote as soon as possible in order to allow the Funds to obtain a sufficient number of votes to hold the Meeting as scheduled.

 

1-866-586-0633

 

Your vote is

 

very important.

 

Please vote now to be

 

sure your vote is

 

received in time for the

 

December 19, 2008

 

Special Meeting of

 

Stockholders.

    

The Funds have made it very easy for you to vote. Choose one of the following methods:

 

•        Speak to a live Proxy Specialist by calling the number above. We can answer any of your questions and record your vote. (open: M-F 9:30am – 9pm, Sat 10am – 6pm ET)

 

•        Log on to the website noted on your proxy card, enter your control number located on the card, and vote by following the on-screen prompts.

 

•        Call the phone number on the proxy card, enter the control number printed on the card, and follow the touchtone prompts.

 

•        Mail in your signed proxy card in the envelope provided.

Voting takes only a few minutes.

PLEASE VOTE TODAY.

IQ Funds

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