-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wiot3jdrRY6rSZUytQ4fmmVif2skPSE2hIXAFfCgH8tU/YpOmOo5OArxsAkLuWvO bHKCfog8uq1Z9NQAym8sqw== 0001193125-08-245700.txt : 20081201 0001193125-08-245700.hdr.sgml : 20081201 20081201144503 ACCESSION NUMBER: 0001193125-08-245700 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081201 DATE AS OF CHANGE: 20081201 EFFECTIVENESS DATE: 20081201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ Premium Income & Growth Fund Inc. CENTRAL INDEX KEY: 0001381186 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21983 FILM NUMBER: 081221905 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ Enhanced Income Fund Inc. DATE OF NAME CHANGE: 20061115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dow 30 Enhanced Premium & Income Fund Inc. CENTRAL INDEX KEY: 0001390840 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22029 FILM NUMBER: 081221903 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Enhanced Dow 30 Income Fund Inc. DATE OF NAME CHANGE: 20070222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&P 500 GEARED Fund Inc. CENTRAL INDEX KEY: 0001299506 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21611 FILM NUMBER: 081221911 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: S&P 500 GEARED/SM/ Fund Inc. DATE OF NAME CHANGE: 20040914 FORMER COMPANY: FORMER CONFORMED NAME: IQ S&P 500 ARN Fund, Inc DATE OF NAME CHANGE: 20040804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Defined Strategy Fund, Inc. CENTRAL INDEX KEY: 0001301138 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0804 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21621 FILM NUMBER: 081221902 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL RD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: IQ Dow 10 Strategy Fund, Inc. DATE OF NAME CHANGE: 20040820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MLP & Strategic Equity Fund Inc. CENTRAL INDEX KEY: 0001389611 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22040 FILM NUMBER: 081221904 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: MLP Strategy Income Fund Inc. DATE OF NAME CHANGE: 20070209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&P 500 Covered Call Fund Inc. CENTRAL INDEX KEY: 0001307155 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21672 FILM NUMBER: 081221910 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dow 30 Premium & Dividend Income Fund Inc. CENTRAL INDEX KEY: 0001314128 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0105 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21708 FILM NUMBER: 081221909 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Dow 30 Covered Call Fund Inc. DATE OF NAME CHANGE: 20050209 FORMER COMPANY: FORMER CONFORMED NAME: Covered Call Fund Inc. DATE OF NAME CHANGE: 20050208 FORMER COMPANY: FORMER CONFORMED NAME: Defined Strategy Covered Call Fund Inc. DATE OF NAME CHANGE: 20050207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Small Cap Premium & Dividend Income Fund, Inc. CENTRAL INDEX KEY: 0001322979 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21746 FILM NUMBER: 081221908 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Enhanced S&P 500 Covered Call Fund Inc. CENTRAL INDEX KEY: 0001331948 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0606 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21787 FILM NUMBER: 081221907 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Enhanced SYP 500 Covered Call Fund, Inc. DATE OF NAME CHANGE: 20050630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global Income & Currency Fund Inc. CENTRAL INDEX KEY: 0001334510 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21791 FILM NUMBER: 081221906 BUSINESS ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 BUSINESS PHONE: 877-449-4742 MAIL ADDRESS: STREET 1: 800 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 FORMER COMPANY: FORMER CONFORMED NAME: Global Currency & Income Fund Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Global Currency Strategy Income Fund Inc. DATE OF NAME CHANGE: 20050805 FORMER COMPANY: FORMER CONFORMED NAME: IQIA Global Currency Income Fund Inc. DATE OF NAME CHANGE: 20050802 DEFA14A 1 ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

Filed by the Registrant x                             Filed by a Party other than the Registrant ¨

Check the appropriate box:

 

¨   Preliminary Proxy Statement.

 

¨   Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)).

 

¨   Definitive Proxy Statement.

 

x   Definitive Additional Materials.

 

¨   Soliciting Material Pursuant to Sec. 240.14a-12.

 

 

DEFINED STRATEGY FUND INC.

DOW 30SM ENHANCED PREMIUM & INCOME FUND INC.

DOW 30SM PREMIUM & DIVIDEND INCOME FUND INC.

ENHANCED S&P 500® COVERED CALL FUND INC.

GLOBAL INCOME & CURRENCY FUND INC.

MLP & STRATEGIC EQUITY FUND INC.

NASDAQ PREMIUM INCOME & GROWTH FUND INC.

S&P 500® COVERED CALL FUND INC.

S&P 500® GEAREDSM FUND INC.

SMALL CAP PREMIUM & DIVIDEND INCOME FUND INC.

 

(Name of Registrant as Specified in its Charter)

 

 

  

 

(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)

 

Payment Of Filing Fee (Check the appropriate box):

 

x   No fee required.

 

¨   Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

  1)   Title of each class of securities to which transaction applies:

 

  

 
  2)   Aggregate number of securities to which transaction applies:

 

  

 
  3)   Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

  

 
  4)   Proposed maximum aggregate value of transaction:

 

  

 
  5)   Total fee paid:

 

  

 

 

¨   Fee paid previously with preliminary materials.

 

¨   Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.

 

  1)   Amount Previously Paid:

 

  

 
  2)   Form, Schedule or Registration Statement No.:

 

  

 
  3)   Filing Party:

 

  

 
  4)   Date Filed:

 

  

 

 

IQ Funds Solicitation Script

Meeting date December 19, 2008

(866-586-0633)

INBOUND SCRIPT

“Thank you for calling the Proxy Services Center for the IQ Funds. My name is <Agent Name> and this call is being recorded for quality assurance. How may I assist you today?”

(If the stockholder is calling to vote and all proxy related questions have been answered, proceed with voting script)

Again, my name is                     , a proxy-voting specialist on behalf of the IQ Funds. Today’s date is                      and the time is          E.T.

Would you please state your full name and full mailing address?

Are you authorized to vote all shares?

(If yes, proceed with voting process. If no, identify with stockholder which accounts s/he is authorized to vote and proceed with voting process)

The Board of Directors of the IQ Funds has unanimously approved the proposals as set forth in the material you received and recommends a favorable vote for these proposals. How do you wish to vote your account(s)?

(Record all voted as stockholder requests)

For Favorable Vote:

Mr. /Ms.                      I have recorded your vote as follows, for all of your IQ Fund(s) shares, you are voting in favor of the proposals as set forth in the proxy materials you received.

For Non-Favorable Vote:

Mr. /Ms.                      I have recorded your vote as follows, for all of your IQ Fund(s) shares, you are voting against the proposals as set forth in the proxy materials you received.

 

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For Abstentions:

Mr. /Ms.                      I have recorded your vote as follows, for all of your IQ Fund(s) shares, you are abstaining on the proposals as set forth in the proxy materials you received.

For a Proposal and Against a Proposal

Mr. /Ms.                      I have recorded your vote as follows, for all of your IQ Fund(s) shares, you are voting FOR proposal          and Against proposal          on the proposals as set forth in the proxy materials you received.

You will receive a written confirmation of your vote. If you wish to make any changes, you may contact us by calling 1-866-586-0633. Thank you very much for your participation and have a great day/evening.

INBOUND - CLOSED RECORDING

Thank you for calling the Proxy Services Center for the IQ Funds. Our offices are now closed. Please call us back during our normal business hours which are, Monday through Friday, 9:30 AM to 9:00 PM and Saturday 10:00 AM to 6:00 PM Eastern Time. Thank you and have a nice day.

INBOUND - CALL IN QUEUE MESSAGE

Thank you for calling the Proxy Services Center for the IQ Funds. Our proxy specialists are currently assisting other stockholders. Your call is important to us. Please continue to hold and your call will be answered in the order in which it was received.

 

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END OF CAMPAIGN MESSAGE

Thank you for calling the Proxy Services Center for the IQ Funds. The Stockholder meeting scheduled for December 19, 2008 was held successfully and the proposals were passed favorably. As a result, this toll free number is no longer in service for the 2008 IQ Funds special stockholders’ meeting. If you have questions about your IQ Funds, please contact your Financial Advisor or call the IQ Funds at 1-877-449-4742. Thank you for investing with the IQ Funds.

 

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