The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 2,976 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 1,537 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 442 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| ALKERMES PLC | SHS | G01767105 | 1,953 | 33,280 | SH | SOLE | 33,280 | 0 | 0 | ||
| AMGEN INC | COM | 031162100 | 44 | 321 | SH | DFND | 1 | 0 | 321 | 0 | |
| AMGEN INC | COM | 031162100 | 2,075 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| ANTHEM INC | COM | 036752103 | 17 | 118 | SH | DFND | 1 | 0 | 118 | 0 | |
| ANTHEM INC | COM | 036752103 | 6,300 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 4,434 | 258,119 | SH | SOLE | 258,119 | 0 | 0 | ||
| APOLLO INVT CORP | COM | 03761U106 | 5,343 | 975,000 | SH | SOLE | 975,000 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 2,758 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 42 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 128 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 600 | 5,431 | SH | DFND | 1 | 0 | 5,431 | 0 | |
| AT&T INC | COM | 00206R102 | 254 | 7,776 | SH | DFND | 1 | 0 | 7,776 | 0 | |
| BERRY PLASTICS GROUP INC | COM | 08579W103 | 6,761 | 224,826 | SH | SOLE | 224,826 | 0 | 0 | ||
| BIOSCRIP INC | COM | 09069N108 | 1,496 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| BROOKDALE SR LIVING INC | COM | 112463104 | 4,018 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| CARDINAL HEALTH INC | COM | 14149Y108 | 13,828 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
| CARDINAL HEALTH INC | COM | 14149Y108 | 17 | 218 | SH | DFND | 1 | 0 | 218 | 0 | |
| CHIMERIX INC | COM | 16934W106 | 1,910 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 80 | 1,617 | SH | DFND | 1 | 0 | 1,617 | 0 | |
| CITIGROUP INC | COM NEW | 172967424 | 1,736 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | 1,587 | 14,480 | SH | SOLE | 14,480 | 0 | 0 | ||
| CVS HEALTH CORP | COM | 126650100 | 433 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| CVS HEALTH CORP | COM | 126650100 | 88 | 919 | SH | DFND | 1 | 0 | 919 | 0 | |
| CVS HEALTH CORP | COM | 126650100 | 20,936 | 217,000 | SH | SOLE | 217,000 | 0 | 0 | ||
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 3,804 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
| ELECTRO SCIENTIFIC INDS | COM | 285229100 | 1,304 | 281,010 | SH | SOLE | 281,010 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 877 | 9,755 | SH | DFND | 1 | 0 | 9,755 | 0 | |
| FEDEX CORP | COM | 31428X106 | 20 | 141 | SH | DFND | 1 | 0 | 141 | 0 | |
| FEDEX CORP | COM | 31428X106 | 7,199 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 7,330 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 234 | 9,258 | SH | DFND | 1 | 0 | 9,258 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,475 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 41 | 232 | SH | DFND | 1 | 0 | 232 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 77 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
| GOOGLE INC | CL A | 38259P508 | 799 | 1,252 | SH | DFND | 1 | 0 | 1,252 | 0 | |
| GOOGLE INC | CL C | 38259P706 | 957 | 1,574 | SH | DFND | 1 | 0 | 1,574 | 0 | |
| HCA HOLDINGS INC | COM | 40412C101 | 68 | 874 | SH | DFND | 1 | 0 | 874 | 0 | |
| HCA HOLDINGS INC | COM | 40412C101 | 5,802 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| HCA HOLDINGS INC | COM | 40412C101 | 14 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 1,161 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 611 | 4,215 | SH | DFND | 1 | 0 | 4,215 | 0 | |
| INVENTERGY GLOBAL INC | COM | 46123X102 | 1,104 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| ISHARES GOLD TRUST | ISHARES | 464285105 | 1,993 | 184,852 | SH | SOLE | 184,852 | 0 | 0 | ||
| ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 1,178 | 13,855 | SH | SOLE | 13,855 | 0 | 0 | ||
| ISHARES TR | 20+ YR TR BD ETF | 464287432 | 1,220 | 9,872 | SH | SOLE | 9,872 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,559 | 18,715 | SH | SOLE | 18,715 | 0 | 0 | ||
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | 1,121 | 12,444 | SH | SOLE | 12,444 | 0 | 0 | ||
| ISHARES TR | TIPS BD ETF | 464287176 | 707 | 6,385 | SH | SOLE | 6,385 | 0 | 0 | ||
| JASON INDS INC | COM | 471172106 | 158 | 527,590 | SH | Call | SOLE | 527,590 | 0 | 0 | |
| KEMPHARM INC | COM | 488445107 | 12,111 | 624,900 | SH | SOLE | 624,900 | 0 | 0 | ||
| MAJESCO ENTERTAINMENT CO | COM PAR $.001 | 560690307 | 350 | 286,952 | SH | SOLE | 286,952 | 0 | 0 | ||
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | 1,389 | 256,200 | SH | SOLE | 256,200 | 0 | 0 | ||
| MEDTRONIC PLC | SHS | G5960L103 | 304 | 4,541 | SH | DFND | 1 | 0 | 4,541 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 1,691 | 38,198 | SH | DFND | 1 | 0 | 38,198 | 0 | |
| NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 4,072 | 254,505 | SH | SOLE | 254,505 | 0 | 0 | ||
| NEOS THERAPEUTICS INC | COM | 64052L106 | 17,157 | 907,358 | SH | SOLE | 907,358 | 0 | 0 | ||
| NEOS THERAPEUTICS INC | COM | 64052L106 | 656 | 31,240 | SH | Call | SOLE | 31,240 | 0 | 0 | |
| ORACLE CORP | COM | 68389X105 | 572 | 15,839 | SH | DFND | 1 | 0 | 15,839 | 0 | |
| PFENEX INC | COM | 717071104 | 6,018 | 400,901 | SH | SOLE | 400,901 | 0 | 0 | ||
| PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,066 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| PRA GROUP INC | COM | 69354N106 | 4,763 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| RICHARDSON ELECTRS LTD | COM | 763165107 | 2,062 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 13,125 | 713,330 | SH | SOLE | 713,330 | 0 | 0 | ||
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | 118 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,933 | 3,000,000 | SH | Put | SOLE | 3,000,000 | 0 | 0 | |
| SUNOCO LP | COM U REP LP | 86765K109 | 2,539 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| SWIFT TRANSN CO | CL A | 87074U101 | 3,755 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| UNITED RENTALS INC | COM | 911363109 | 2,102 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 314 | 2,706 | SH | DFND | 1 | 0 | 2,706 | 0 | |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 265 | 6,101 | SH | DFND | 1 | 0 | 6,101 | 0 | |
| YAMANA GOLD INC | COM | 98462Y100 | 49 | 28,932 | SH | SOLE | 28,932 | 0 | 0 | ||