0001209191-20-048131.txt : 20200824 0001209191-20-048131.hdr.sgml : 20200824 20200824180439 ACCESSION NUMBER: 0001209191-20-048131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200820 FILED AS OF DATE: 20200824 DATE AS OF CHANGE: 20200824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunkapiller Michael CENTRAL INDEX KEY: 0001317102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34899 FILM NUMBER: 201128868 MAIL ADDRESS: STREET 1: 400 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001299130 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 161590339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1305 O'BRIEN DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-521-8000 MAIL ADDRESS: STREET 1: 1305 O'BRIEN DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA INC DATE OF NAME CHANGE: 20050829 FORMER COMPANY: FORMER CONFORMED NAME: NANOFLUIDICS INC DATE OF NAME CHANGE: 20040729 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-20 0 0001299130 PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB 0001317102 Hunkapiller Michael PACIFIC BIOSCIENCES OF CALIFORNIA, INC. 1305 O'BRIEN DRIVE MENLO PARK CA 94025 1 1 0 0 CEO & President Common Stock 2398215 D Common Stock 2020-08-20 4 S 0 256554 6.4696 D 1611841 I By Alloy Ventures Common Stock 2020-08-21 4 S 0 189847 6.568 D 1421994 I By Alloy Ventures This sale price represents the weighted average sale price of the shares sold ranging from $6.415 to $6.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 659,829 shares held by Alloy Ventures 2002, L.P., and (iii) 17,814 shares held by Alloy Partners 2002, L.P. These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein. This sale price represents the weighted average sale price of the shares sold ranging from $6.55 to $6.665 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 474,973 shares held by Alloy Ventures 2002, L.P., and (iii) 12,823 shares held by Alloy Partners 2002, L.P. /s/ Michael Hunkapiller 2020-08-24