0001181431-13-011120.txt : 20130220 0001181431-13-011120.hdr.sgml : 20130220 20130220200431 ACCESSION NUMBER: 0001181431-13-011120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130215 FILED AS OF DATE: 20130220 DATE AS OF CHANGE: 20130220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips James Michael CENTRAL INDEX KEY: 0001504238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34899 FILM NUMBER: 13628544 MAIL ADDRESS: STREET 1: PACIFIC BIOSCIENCES OF CALIFORNIA, INC. STREET 2: 1380 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001299130 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 161590339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1380 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-521-8000 MAIL ADDRESS: STREET 1: 1380 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA INC DATE OF NAME CHANGE: 20050829 FORMER COMPANY: FORMER CONFORMED NAME: NANOFLUIDICS INC DATE OF NAME CHANGE: 20040729 4 1 rrd371120.xml FORM 4 X0306 4 2013-02-15 0 0001299130 PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB 0001504238 Phillips James Michael PACIFIC BIOSCIENCES OF CALIFORNIA, INC. 1380 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 SVP, Research & Development Common Stock 144693 D Stock Option (right to buy) 2.18 2013-02-15 4 A 0 100000 0 A 2014-02-15 2023-02-15 Common Stock 100000 100000 D Includes shares acquired by the Reporting Person on March 1, 2012 pursuant to the Issuer's Employee Stock Purchase Plan. 1/5th of the shares subject to the option will vest on February 15, 2014 and the balance of the shares will vest monthly thereafter over the next four years, provided that the Reporting Person continues to serve through each vesting date. Brian Dow, Attorney-in-fact for James Michael Phillips 2013-02-20