0001181431-13-011120.txt : 20130220
0001181431-13-011120.hdr.sgml : 20130220
20130220200431
ACCESSION NUMBER: 0001181431-13-011120
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130215
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phillips James Michael
CENTRAL INDEX KEY: 0001504238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34899
FILM NUMBER: 13628544
MAIL ADDRESS:
STREET 1: PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
STREET 2: 1380 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001299130
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 161590339
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1380 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-521-8000
MAIL ADDRESS:
STREET 1: 1380 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA INC
DATE OF NAME CHANGE: 20050829
FORMER COMPANY:
FORMER CONFORMED NAME: NANOFLUIDICS INC
DATE OF NAME CHANGE: 20040729
4
1
rrd371120.xml
FORM 4
X0306
4
2013-02-15
0
0001299130
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
PACB
0001504238
Phillips James Michael
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
1380 WILLOW ROAD
MENLO PARK
CA
94025
0
1
0
0
SVP, Research & Development
Common Stock
144693
D
Stock Option (right to buy)
2.18
2013-02-15
4
A
0
100000
0
A
2014-02-15
2023-02-15
Common Stock
100000
100000
D
Includes shares acquired by the Reporting Person on March 1, 2012 pursuant to the Issuer's Employee Stock Purchase Plan.
1/5th of the shares subject to the option will vest on February 15, 2014 and the balance of the shares will vest monthly thereafter over the next four years, provided that the Reporting Person continues to serve through each vesting date.
Brian Dow, Attorney-in-fact for James Michael Phillips
2013-02-20