0001383046-13-000003.txt : 20130606 0001383046-13-000003.hdr.sgml : 20130606 20130606162524 ACCESSION NUMBER: 0001383046-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130604 FILED AS OF DATE: 20130606 DATE AS OF CHANGE: 20130606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/ CENTRAL INDEX KEY: 0001299033 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320122554 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 BUSINESS PHONE: (630) 245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilbert Richard W CENTRAL INDEX KEY: 0001315074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51003 FILM NUMBER: 13897536 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-04 0 0001299033 Calamos Asset Management, Inc. /DE/ CLMS 0001315074 Gilbert Richard W 2020 CALAMOS COURT NAPERVILLE IL 60563 1 0 0 0 Class A Common Stock 2013-06-04 4 P 0 172.959 10.5889 A 20387.542 D Total represents 15,824.5420 shares of Class A Common Stock and 4,563 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock). /s/ Gregory J. Nowak, Attorney-in-Fact 2013-06-06