0001299033-12-000019.txt : 20120302 0001299033-12-000019.hdr.sgml : 20120302 20120302114956 ACCESSION NUMBER: 0001299033-12-000019 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120228 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20120302 DATE AS OF CHANGE: 20120302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/ CENTRAL INDEX KEY: 0001299033 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320122554 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51003 FILM NUMBER: 12661515 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 BUSINESS PHONE: (630) 245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 8-K 1 file8-k022812.htm FORM 8-K 022812 file8-k022812.htm
 
 
 










UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549





Form 8-K





CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): February 28, 2012





Calamos Asset Management, Inc.
(Exact Name of Registrant as Specified in Charter)




         
Delaware
  
0-51003
  
32-0122554
(State or Other Jurisdiction
  
(Commission File Number)
  
(I.R.S. Employer
of Incorporation)
      
Identification No.)

     
2020 Calamos Court
    
Naperville, Illinois
  
60563
(Address of Principal Executive Offices)
  
(Zip Code)

REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (630) 245-7200

Not Applicable
(Former Name and Former Address, if Changed Since Last Report)





Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
   
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))









 




 
 
 


TABLE OF CONTENTS





 
 
 





Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers.

(b)  On February 28, 2012, Director Mitchell S. Feiger advised the Corporation that he will not be standing for re-election as a member of the Board of Directors of the Corporation.  Mr. Feiger’s decision is not the result of any disagreement with the Corporation on any matter relating to the Corporation’s operations, policies or practices.

 

2




 
 
 




 SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
             
   
CALAMOS ASSET MANAGEMENT, INC.
             
Date: March 2, 2012
  
By:
  
/s/ J. Christopher Jackson
    
             
       
J. Christopher Jackson
    
         Senior Vice President,
         General Counsel and Secretary
 
   
             

3