-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKq2XwAVd4HuuAqd+xntz+rYmjX56kqgz5qSlqeY6pCf7YGyhlhbzsWMGmkAspb9 w6p4yRdCNGaUh/lWAL4A+A== 0000950123-10-055974.txt : 20100604 0000950123-10-055974.hdr.sgml : 20100604 20100604155918 ACCESSION NUMBER: 0000950123-10-055974 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100604 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20100604 DATE AS OF CHANGE: 20100604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Asset Management, Inc. /DE/ CENTRAL INDEX KEY: 0001299033 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320122554 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51003 FILM NUMBER: 10879036 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 BUSINESS PHONE: (630) 245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563-1463 8-K 1 c58576e8vk.htm FORM 8-K e8vk
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 4, 2010
 
Calamos Asset Management, Inc.
(Exact Name of Registrant as Specified in Charter)
 
         
Delaware   0-51003   32-0122554
(State or Other Jurisdiction   (Commission File Number)   (I.R.S. Employer
of Incorporation)       Identification No.)
     
2020 Calamos Court    
Naperville, Illinois   60563
(Address of Principal Executive Offices)   (Zip Code)
REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (630) 245-7200
Not Applicable
(Former Name and Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

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Item 5.07 Submission of Matters to a Vote of Security Holders.
SIGNATURES

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Item 5.07 Submission of Matters to a Vote of Security Holders.
Calamos Asset Management, Inc. (“Corporation”) held its annual meeting of stockholders on June 4, 2010. The stockholders elected the Corporation’s nominees as directors and ratified the appointment of McGladrey & Pullen LLP as the Corporation’s independent auditors. Each director shall serve until the 2011 annual stockholders meeting or until a successor is elected and qualified or until that person’s earlier resignation, retirement, death, disqualification or removal. McGladrey & Pullen LLP shall serve for the fiscal year ending December 31, 2010.
The table below shows the voting results:
                                         
                                    Broker
    For   Against   Withheld   Abstentions   Non-Votes
Election of Directors
             n/a               n/a       n/a  
John P. Calamos, Sr.
     781,362,000       n/a       0       n/a       n/a  
Nick P. Calamos
     781,362,000       n/a       0       n/a       n/a  
G. Bradford Bulkley
     794,646,167       n/a       3,229,291       n/a       n/a  
Mitchell S. Feiger
     794,646,167       n/a       3,229,291       n/a       n/a  
Richard W. Gilbert
     794,745,421       n/a       3,130,037       n/a       n/a  
Arthur L. Knight
     791,611,059       n/a       6,264,399       n/a       n/a  
 
                                        
Ratification of independent registered public accounting firm
     800,278,125       11,220       n/a       8,688       2,172,575  

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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  CALAMOS ASSET MANAGEMENT, INC.
 		  
Date: June 4, 2010  By:   /s/ J. Christopher Jackson    
    J. Christopher Jackson   
    Senior Vice President,
General Counsel and Secretary 		  
 

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