0000899243-22-009465.txt : 20220304 0000899243-22-009465.hdr.sgml : 20220304 20220304173722 ACCESSION NUMBER: 0000899243-22-009465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergeron Douglas CENTRAL INDEX KEY: 0001298718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40100 FILM NUMBER: 22715473 MAIL ADDRESS: STREET 1: 111 W. OCEAN BOULEVARD CITY: LONG BEACH STATE: CA ZIP: 90802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEC Sponsor III LLC CENTRAL INDEX KEY: 0001847295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40100 FILM NUMBER: 22715474 BUSINESS ADDRESS: STREET 1: C/O HUDSON EXECUTIVE INVESTMENT CORP.III STREET 2: 570 LEXINGTON AVE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-521-8495 MAIL ADDRESS: STREET 1: C/O HUDSON EXECUTIVE INVESTMENT CORP.III STREET 2: 570 LEXINGTON AVE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Braunstein Douglas L CENTRAL INDEX KEY: 0001495110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40100 FILM NUMBER: 22715472 MAIL ADDRESS: STREET 1: HUDSON EXECUTIVE CAPITAL LP STREET 2: 570 LEXINGTON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Executive Investment Corp. III CENTRAL INDEX KEY: 0001823034 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (646) 213-7095 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Executive Investment Corp. II DATE OF NAME CHANGE: 20200831 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-02 0 0001823034 Hudson Executive Investment Corp. III HIII 0001847295 HEC Sponsor III LLC C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 0 0 1 0 0001298718 Bergeron Douglas C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 1 1 0 0 Chief Executive Officer 0001495110 Braunstein Douglas L C/O CADWALADER, WICKERSHAM & TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 1 1 0 0 President, Chairman Class B Common Stock 2022-03-02 4 P 0 25000 0.00 A Class A Common Stock 25000 14925000 D The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. The aggregate price paid for the transferred shares was $41.67. HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly. /s/ Douglas L. Braunstein, as Manager of HEC Sponsor III LLC 2022-03-04 /s/ Douglas G. Bergeron 2022-03-04 /s/ Douglas L. Braunstein 2022-03-04