0000899243-22-009465.txt : 20220304
0000899243-22-009465.hdr.sgml : 20220304
20220304173722
ACCESSION NUMBER: 0000899243-22-009465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220302
FILED AS OF DATE: 20220304
DATE AS OF CHANGE: 20220304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bergeron Douglas
CENTRAL INDEX KEY: 0001298718
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40100
FILM NUMBER: 22715473
MAIL ADDRESS:
STREET 1: 111 W. OCEAN BOULEVARD
CITY: LONG BEACH
STATE: CA
ZIP: 90802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEC Sponsor III LLC
CENTRAL INDEX KEY: 0001847295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40100
FILM NUMBER: 22715474
BUSINESS ADDRESS:
STREET 1: C/O HUDSON EXECUTIVE INVESTMENT CORP.III
STREET 2: 570 LEXINGTON AVE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-521-8495
MAIL ADDRESS:
STREET 1: C/O HUDSON EXECUTIVE INVESTMENT CORP.III
STREET 2: 570 LEXINGTON AVE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Braunstein Douglas L
CENTRAL INDEX KEY: 0001495110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40100
FILM NUMBER: 22715472
MAIL ADDRESS:
STREET 1: HUDSON EXECUTIVE CAPITAL LP
STREET 2: 570 LEXINGTON AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hudson Executive Investment Corp. III
CENTRAL INDEX KEY: 0001823034
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (646) 213-7095
MAIL ADDRESS:
STREET 1: 570 LEXINGTON AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Hudson Executive Investment Corp. II
DATE OF NAME CHANGE: 20200831
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-02
0
0001823034
Hudson Executive Investment Corp. III
HIII
0001847295
HEC Sponsor III LLC
C/O CADWALADER, WICKERSHAM & TAFT LLP
200 LIBERTY STREET
NEW YORK
NY
10281
0
0
1
0
0001298718
Bergeron Douglas
C/O CADWALADER, WICKERSHAM & TAFT LLP
200 LIBERTY STREET
NEW YORK
NY
10281
1
1
0
0
Chief Executive Officer
0001495110
Braunstein Douglas L
C/O CADWALADER, WICKERSHAM & TAFT LLP
200 LIBERTY STREET
NEW YORK
NY
10281
1
1
0
0
President, Chairman
Class B Common Stock
2022-03-02
4
P
0
25000
0.00
A
Class A Common Stock
25000
14925000
D
The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.
The aggregate price paid for the transferred shares was $41.67.
HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
/s/ Douglas L. Braunstein, as Manager of HEC Sponsor III LLC
2022-03-04
/s/ Douglas G. Bergeron
2022-03-04
/s/ Douglas L. Braunstein
2022-03-04