0001209191-17-023151.txt : 20170328 0001209191-17-023151.hdr.sgml : 20170328 20170328163150 ACCESSION NUMBER: 0001209191-17-023151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170324 FILED AS OF DATE: 20170328 DATE AS OF CHANGE: 20170328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Novan, Inc. CENTRAL INDEX KEY: 0001467154 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204427682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4222 EMPEROR BLVD STREET 2: SUITE 470 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-485-8080 MAIL ADDRESS: STREET 1: 4222 EMPEROR BLVD STREET 2: SUITE 470 CITY: DURHAM STATE: NC ZIP: 27703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hodges William L CENTRAL INDEX KEY: 0001298628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37880 FILM NUMBER: 17719328 MAIL ADDRESS: STREET 1: 401 MAY COURT CITY: RALEIGH STATE: NC ZIP: 27609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-24 0 0001467154 Novan, Inc. NOVN 0001298628 Hodges William L C/O NOVAN, INC. 4105 HOPSON ROAD MORRISVILLE NC 27560 0 1 0 0 Interim Chief Financial Office Employee Stock Option (right to buy) 6.03 2017-03-24 4 A 0 33000 0.00 A 2027-03-23 Common Stock 33000 33000 D The option shall become vested and exercisable in three equal monthly installments on each monthly anniversary of March 24, 2017, with the first installment vesting on April 24, 2017. /s/ William L. Hodges 2017-03-28