0001209191-17-023151.txt : 20170328
0001209191-17-023151.hdr.sgml : 20170328
20170328163150
ACCESSION NUMBER: 0001209191-17-023151
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170324
FILED AS OF DATE: 20170328
DATE AS OF CHANGE: 20170328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Novan, Inc.
CENTRAL INDEX KEY: 0001467154
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204427682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4222 EMPEROR BLVD
STREET 2: SUITE 470
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 919-485-8080
MAIL ADDRESS:
STREET 1: 4222 EMPEROR BLVD
STREET 2: SUITE 470
CITY: DURHAM
STATE: NC
ZIP: 27703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hodges William L
CENTRAL INDEX KEY: 0001298628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37880
FILM NUMBER: 17719328
MAIL ADDRESS:
STREET 1: 401 MAY COURT
CITY: RALEIGH
STATE: NC
ZIP: 27609
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-24
0
0001467154
Novan, Inc.
NOVN
0001298628
Hodges William L
C/O NOVAN, INC.
4105 HOPSON ROAD
MORRISVILLE
NC
27560
0
1
0
0
Interim Chief Financial Office
Employee Stock Option (right to buy)
6.03
2017-03-24
4
A
0
33000
0.00
A
2027-03-23
Common Stock
33000
33000
D
The option shall become vested and exercisable in three equal monthly installments on each monthly anniversary of March 24, 2017, with the first installment vesting on April 24, 2017.
/s/ William L. Hodges
2017-03-28