0001298613-21-000003.txt : 20210928 0001298613-21-000003.hdr.sgml : 20210928 20210928090628 ACCESSION NUMBER: 0001298613-21-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210731 FILED AS OF DATE: 20210928 DATE AS OF CHANGE: 20210928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swanson David CENTRAL INDEX KEY: 0001298613 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 211283900 MAIL ADDRESS: STREET 1: 325 N. LASALLE ST. STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2021-07-31 0 0 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. RIV 0001298613 Swanson David 325 N. LASALLE ST. SUITE 645 CHICAGO IL 60654 1 0 0 0 Common Shares of Beneficial Interest 1032 D /s/ David Swanson 2021-09-28