0001298613-20-000003.txt : 20201109 0001298613-20-000003.hdr.sgml : 20201109 20201109105701 ACCESSION NUMBER: 0001298613-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swanson David CENTRAL INDEX KEY: 0001298613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 201296586 MAIL ADDRESS: STREET 1: 325 N. LASALLE ST. STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-11-09 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. RIV 0001298613 Swanson David 325 N. LASALLE ST. SUITE 645 CHICAGO IL 60654 1 0 0 0 Common Shares of Beneficial Interest 2020-11-09 4 P 0 258 14.08 A 1032 D /s/ David Swanson 2020-11-09