0001476765-19-000084.txt : 20190918
0001476765-19-000084.hdr.sgml : 20190918
20190918163500
ACCESSION NUMBER: 0001476765-19-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190916
FILED AS OF DATE: 20190918
DATE AS OF CHANGE: 20190918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub David
CENTRAL INDEX KEY: 0001298389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00794
FILM NUMBER: 191100090
MAIL ADDRESS:
STREET 1: 1125 PARK AVE. 7A
CITY: NEW YORK
STATE: NY
ZIP: 10128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLUB CAPITAL BDC, Inc.
CENTRAL INDEX KEY: 0001476765
IRS NUMBER: 471893276
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212.750.6060
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: GOLUB CAPITAL INVESTMENT Corp
DATE OF NAME CHANGE: 20170511
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital BDC, Inc.
DATE OF NAME CHANGE: 20100414
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital BDC LLC
DATE OF NAME CHANGE: 20091113
4
1
wf-form4_156883888493436.xml
FORM 4
X0306
4
2019-09-16
0
0001476765
GOLUB CAPITAL BDC, Inc.
GBDC
0001298389
Golub David
C/O GOLUB CAPITAL BDC, INC.
666 FIFTH AVENUE, 18TH FLOOR
NEW YORK
NY
10103
1
1
0
0
Chief Executive Officer
Common Stock, par value $0.001 per share
2019-09-16
4
A
0
947862
A
947862
I
By GCOP LLC
Common Stock, par value $0.001 per share
2019-09-16
4
A
0
3369613
A
3369613
I
By GEMS Fund, L.P.
Common Stock, par value $0.001 per share
2019-09-16
4
A
0
1582369
A
1582369
I
By GEMS Fund 4, L.P.
Common Stock, par value $0.001 per share
100311.95
D
Acquired pursuant to the Agreement and Plan of Merger, dated as of November 27, 2018 (as amended, the "Merger Agreement"), by and among the issuer ("GBDC"), Fifth Ave Subsidiary Inc., GC Advisors LLC and, for certain limited purposes, Golub Capital LLC in exchange for 1,095,794.220 shares of Golub Capital Investment Corporation ("GCIC") common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.
Due to his control of and ownership interest in GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Acquired pursuant to the Merger Agreement in exchange for 3,895,506.358 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.
Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.
Acquired pursuant to the Merger Agreement in exchange for 1,829,328.324 shares of GCIC common stock. On the closing of the merger, the market price of GBDC common stock was $18.74.
Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
/s/ David B. Golub
2019-09-18