0001144204-13-000468.txt : 20130103
0001144204-13-000468.hdr.sgml : 20130103
20130103165452
ACCESSION NUMBER: 0001144204-13-000468
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130103
DATE AS OF CHANGE: 20130103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golub David
CENTRAL INDEX KEY: 0001298389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00794
FILM NUMBER: 13507574
MAIL ADDRESS:
STREET 1: 1125 PARK AVE. 7A
CITY: NEW YORK
STATE: NY
ZIP: 10128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Golub Capital BDC, Inc.
CENTRAL INDEX KEY: 0001476765
IRS NUMBER: 272326940
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0910
BUSINESS ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-205-5050
MAIL ADDRESS:
STREET 1: 150 SOUTH WACKER DRIVE
STREET 2: SUITE 800
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Golub Capital BDC LLC
DATE OF NAME CHANGE: 20091113
4
1
v798426_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-12-31
0
0001476765
Golub Capital BDC, Inc.
GBDC
0001298389
Golub David
C/O GOLUB CAPITAL BDC, INC.
150 SOUTH WACKER DRIVE, SUITE 800
CHICAGO
IL
60606
1
1
1
0
Chief Executive Officer
Common Stock, par value $0.001 per share
2012-12-31
4
S
0
1216983
15.90
D
794808
I
By Golub Capital Company IV, LLC
Common Stock, par value $0.001 per share
2012-12-31
4
P
0
113208
15.90
A
113208
I
By GCI Development LLC
Common Stock, par value $0.001 per share
1135853
I
By Golub Capital Company VI LLC
Common Stock, par value $0.001 per share
83246
D
Common Stock, par value $0.001 per share
2291784
I
By Golub Capital Company V LLC
Common Stock, par value $0.001 per share
1794
I
By GC Investment Management LLC
Common Stock, par value $0.001 per share
1752048
I
By GEMS Fund, L.P.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC. Due to his control of and ownership interest in Golub Capital Company IV, LLC, which directly owns 794,808 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company IV, LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
On December 31, 2012, Golub Capital Company IV, LLC sold in block trades to two funds, for which an entity controlled by Mr. Golub serves as a non-discretionary sub-adviser, an aggregate of 977,988 shares of Common Stock at a price of $15.90 per share. Also on December 31, 2012, Golub Capital Company IV, LLC sold an aggregate of 238,995 shares to Golub Capital Employee Grant Program Rabbi Trust and GCI Development LLC. As described below, the shares purchased by these entities will be utilized for awarding equity incentive compensation to employees of Golub Capital. Golub Capital Company IV, LLC sold a portion of their shares in order to diversify their investments. After the sale, Golub Capital Company IV, LLC still directly holds 764,808 shares of Common Stock.
On December 31, 2012, GCI Development LLC purchased an aggregate of 113,208 shares from Golub Capital Company IV, LLC. Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GCI Development LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V, LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GC Investment Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Investment Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Investment Management LLC except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Fund, L.P., which directly owns 1,752,048 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GEMS Fund, L.P. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
/s/ David B. Golub
2013-01-03