0001144204-19-017010.txt : 20190329 0001144204-19-017010.hdr.sgml : 20190329 20190329163334 ACCESSION NUMBER: 0001144204-19-017010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190328 FILED AS OF DATE: 20190329 DATE AS OF CHANGE: 20190329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herskowitz Neil CENTRAL INDEX KEY: 0001298246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38114 FILM NUMBER: 19716903 MAIL ADDRESS: STREET 1: 2109 BROADWAY, SUITE 206 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVENUE THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001644963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474113275 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 781-652-4500 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 4 1 tv517581_4.xml FORM 4 X0306 4 2019-03-28 0 0001644963 AVENUE THERAPEUTICS, INC. ATXI 0001298246 Herskowitz Neil C/O AVENUE THERAPEUTICS, INC. 2 GANSEVOORT STREET, 9TH FLOOR NEW YORK NY 10014 1 0 0 0 Common Stock 2019-03-28 4 P 0 600 5.11 A 92263 D Common Stock 2019-03-29 4 P 0 1400 5.11 A 93663 D Includes 64,663 shares of restricted stock. /s/ Lucy Lu, M.D., Attorney-in-Fact 2019-03-29