0001144204-17-035223.txt : 20170630 0001144204-17-035223.hdr.sgml : 20170630 20170630160954 ACCESSION NUMBER: 0001144204-17-035223 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160926 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MUSTANG BIO, INC. CENTRAL INDEX KEY: 0001680048 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 473828760 STATE OF INCORPORATION: DE FISCAL YEAR END: 0312 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 7816524507 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herskowitz Neil CENTRAL INDEX KEY: 0001298246 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55668 FILM NUMBER: 17942309 MAIL ADDRESS: STREET 1: 2109 BROADWAY, SUITE 206 CITY: NEW YORK STATE: NY ZIP: 10023 3 1 v468759_form3.xml FORM 3 X0206 3 2016-09-26 0 0001680048 MUSTANG BIO, INC. NONE 0001298246 Herskowitz Neil C/O MUSTANG BIO, INC. 2 GANSEVOORT STREET, 9TH FLOOR NEW YORK NY 10014 1 0 0 0 Common Stock (Restricted) 50000 D Common Stock (Restricted) 10000 D The 50,000 shares are restricted common stock, which will vest and become non-forfeitable according to the following schedule: 16,667 shares on 6/8/2020, 16,667 shares on 6/8/2021 and 16,666 shares on 6/8/2022, subject to the Mr. Herskowitz's continued service on the Board on such date. The 10,000 shares are restricted common stock, which will vest on 6/8/2020, subject to Mr. Herskowitz's continued service on the board on such date. /s/ Sam W. Berry, Attorney-in-Fact 2017-06-30