0001104659-21-062774.txt : 20210507 0001104659-21-062774.hdr.sgml : 20210507 20210507080209 ACCESSION NUMBER: 0001104659-21-062774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210506 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herskowitz Neil CENTRAL INDEX KEY: 0001298246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38114 FILM NUMBER: 21900332 MAIL ADDRESS: STREET 1: 2109 BROADWAY, SUITE 206 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVENUE THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001644963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474113275 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 781-652-4500 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 4 1 tm2115514d1_4.xml FORM 4 X0306 4 2021-05-06 0 0001644963 AVENUE THERAPEUTICS, INC. ATXI 0001298246 Herskowitz Neil 1140 AVENUE OF THE AMERICAS, FLOOR 9 NEW YORK NY 10036 1 0 0 0 Common Stock 2021-05-06 4 P 0 2500 3.99 A 134724 D Includes 67,997 shares of restricted stock. /s/ Lucy Lu, M.D., Attorney-in-Fact 2021-05-07