0001415889-21-004198.txt : 20210902 0001415889-21-004198.hdr.sgml : 20210902 20210902190533 ACCESSION NUMBER: 0001415889-21-004198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stein A William CENTRAL INDEX KEY: 0001307117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32336 FILM NUMBER: 211234690 MAIL ADDRESS: STREET 1: DIGITAL REALTY TRUST, INC. STREET 2: FOUR EMBARCADERO CENTER, SUITE 3200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL REALTY TRUST, INC. CENTRAL INDEX KEY: 0001297996 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 260081711 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5707 SOUTHWEST PARKWAY, BUILDING 1 STREET 2: SUITE 275 CITY: AUSTIN STATE: TX ZIP: 78735 BUSINESS PHONE: (737) 281-0101 MAIL ADDRESS: STREET 1: 5707 SOUTHWEST PARKWAY, BUILDING 1 STREET 2: SUITE 275 CITY: AUSTIN STATE: TX ZIP: 78735 FORMER COMPANY: FORMER CONFORMED NAME: Digital Realty Trust, Inc. DATE OF NAME CHANGE: 20040722 4 1 form4-09022021_040919.xml X0306 4 2021-08-31 0001297996 DIGITAL REALTY TRUST, INC. DLR 0001307117 Stein A William AUSTIN TX 78735 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2021-08-31 4 M 0 9885 0 A 9885 D Common Stock 2021-08-31 4 S 0 9885 164.03 D 0 D Common Stock 2021-09-01 4 M 0 45068 0 A 45068 D Common Stock 2021-09-01 4 S 0 45068 164.23 D 0 D Long-Term Incentive Units 2021-08-31 4 M 0 9885 0 D Common Stock 9885 248387 D Long-Term Incentive Units 2021-09-01 4 M 0 45068 0 D Common Stock 45068 203319 D The reporting person converted long-term incentive units into common limited partnership units ("Common Units") of Digital Realty Trust, L.P. (the "Operating Partnership"), of which the Issuer is the general partner, and subsequently redeemed the Common Units for shares of the common stock of the Issuer, all in accordance with the requirements of the Limited Partnership Agreement of the Operating Partnership. Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.03 to $164.07. The reporting person undertakes to provide Digital Realty Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.11 to $164.29. The reporting person undertakes to provide Digital Realty Trust, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan previously adopted by Mr. Stein. N/A. This statement of changes in beneficial ownership of securities ("Form 4") of the Issuer is filed to report information that is also being reported concurrently on a Form 4 for the Operating Partnership. The information reported on this Form 4 for the Issuer is the same information reported in the Form 4 for the Operating Partnership. /s/ Salini Nandipati, Attorney-in-Fact 2021-09-02