0001628280-24-029620.txt : 20240624 0001628280-24-029620.hdr.sgml : 20240624 20240624170219 ACCESSION NUMBER: 0001628280-24-029620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240620 FILED AS OF DATE: 20240624 DATE AS OF CHANGE: 20240624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williamson Sarah K CENTRAL INDEX KEY: 0001738671 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 241065145 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: C/O EVERCORE INC. CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4 1 wk-form4_1719262932.xml FORM 4 X0508 4 2024-06-20 0 0001297989 ExlService Holdings, Inc. EXLS 0001738671 Williamson Sarah K 320 PARK AVENUE 29TH FLOOR NEW YORK NY 10022 1 0 0 0 0 Restricted Stock Units 2024-06-20 4 A 0 7060 0 A Common Stock, par value $0.001 per share 7060 13110 D Restricted Stock Units 2024-06-20 4 A 0 1396 0 A Common Stock, par value $0.001 per share 1396 14506 D Restricted Stock Units 2024-06-20 4 A 0 1396 0 A Common Stock, par value $0.001 per share 1396 15902 D Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement. The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. The reported number of shares has been adjusted to reflect the impact of the 5-for-1 forward stock split effective August 1, 2023. The restricted stock units are vested on the date of grant. Such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. The restricted stock units will vest upon the earlier of (i) December 31, 2024 or (ii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"). Such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. /s/ Ajay Ayyappan 2024-06-24